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First Trust Senior Loan Fund ETF

72 hedge funds and large institutions have $266M invested in First Trust Senior Loan Fund ETF in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 33 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

74% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 19

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

1% more funds holding

Funds holding: 7172 (+1)

3% more capital invested

Capital invested by funds: $258M → $266M (+$7.8M)

Holders
72
Holders Change
+1
Holders Change %
+1.41%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
9
Increased
33
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$68.2M +$13.2M +275,645 +24%
UBS Group
2
UBS Group
Switzerland
$39.6M -$14M -292,762 -26%
Wells Fargo
3
Wells Fargo
California
$20.3M +$62.8K +1,309 +0.3%
Bank of America
4
Bank of America
North Carolina
$18.2M +$3.05M +63,517 +20%
3AM
5
3D Asset Management
Connecticut
$11.4M +$192K +4,006 +2%
LPL Financial
6
LPL Financial
California
$11.3M -$8.7M -181,491 -44%
Stifel Financial
7
Stifel Financial
Missouri
$11M -$36.6K -763 -0.3%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$9.56M +$3.4M +70,923 +55%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.16M +$1.19M +24,811 +17%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$7.59M +$136K +2,837 +2%
JIP
11
Jaffetilchin Investment Partners
Florida
$6.47M +$3.45K +72 +0.1%
VKH
12
Virtu KCG Holdings
New York
$4.89M +$3.89M +81,102 +383%
CCA
13
Clearwater Capital Advisors
Illinois
$4.87M +$4.88M +101,811 New
FTUS
14
Flow Traders U.S.
New York
$4.62M +$4.63M +96,600 New
ASN
15
Advisory Services Network
Georgia
$4.22M -$57.5K -1,198 -1%
AA
16
Alesco Advisors
New York
$3.84M -$182K -3,792 -4%
First Trust Advisors
17
First Trust Advisors
Illinois
$2.25M +$398K +8,290 +21%
IA
18
IFP Advisors
Florida
$2.06M +$1.43M +29,788 +224%
MFS
19
MSI Financial Services
Massachusetts
$1.71M +$344K +7,166 +25%
MAS
20
Madden Advisory Services
Florida
$1.56M
WEC
21
Winslow Evans & Crocker
Massachusetts
$1.48M +$13.3K +277 +0.9%
AI
22
Atria Investments
North Carolina
$1.27M +$420K +8,749 +49%
RJA
23
Raymond James & Associates
Florida
$1.18M +$250K +5,205 +27%
BFA
24
Beaumont Financial Advisors
Massachusetts
$1.12M -$4.09M -85,253 -78%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$1.11M +$759K +15,823 +212%

FTSL Hedge Fund Activity: Q2 2016 in Review

72 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q2 2016, worth a combined $266M — up 3% from $258M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FTSL positions and 6 closed out — a net gain of 3 holders — while 33 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13.2M. The largest seller was UBS Group, cutting an estimated $14M.

  • 72 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q2 2016, up from 71 in Q1 2016.
  • Funds reported $266M of First Trust Senior Loan Fund ETF stock for Q2 2016, up 3% quarter-over-quarter.
  • 9 funds opened new First Trust Senior Loan Fund ETF positions in Q2 2016 and 6 closed out, a net change of +3 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q2 2016 was Morgan Stanley, an estimated $13.2M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q2 2016 was UBS Group, an estimated $14M sold.

Based on aggregated 13F filings for Q2 2016.