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First Trust Senior Loan Fund ETF

164 hedge funds and large institutions have $1.08B invested in First Trust Senior Loan Fund ETF in 2018 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 77 increasing their positions, 37 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

108% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 37

33% more funds holding in top 10

Funds holding in top 10: 68 (+2)

28% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 18

22% more capital invested

Capital invested by funds: $892M → $1.08B (+$192M)

3% more funds holding

Funds holding: 159164 (+5)

1.41% more ownership

Funds ownership: 58.28%59.7% (+1.4%)

Holders
164
Holders Change
+5
Holders Change %
+3.14%
% of All Funds
3.75%
Holding in Top 10
8
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+33.33%
% of All Funds
0.18%
New
23
Increased
77
Reduced
37
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$171M +$6.43M +133,906 +4%
Wells Fargo
2
Wells Fargo
California
$110M +$37.1M +773,489 +51%
RIG
3
RiverFront Investment Group
Virginia
$93.5M -$984K -20,505 -1%
Bank of America
4
Bank of America
North Carolina
$63.1M +$8.97M +186,913 +17%
UBS Group
5
UBS Group
Switzerland
$52.2M +$5.84M +121,724 +13%
RJA
6
Raymond James & Associates
Florida
$34.2M -$4.76M -99,136 -12%
LPL Financial
7
LPL Financial
California
$31.5M +$4.76M +99,114 +18%
MAP
8
Milestone Advisory Partners
North Carolina
$29.2M -$228K -4,758 -0.8%
GFPC
9
Global Financial Private Capital
Florida
$29M +$26.4M +550,600 +1,022%
AIM
10
Astor Investment Management
Illinois
$26.6M +$26.6M +554,615 New
LI
11
LVZ Inc
Michigan
$24.1M +$10.4M +216,812 +76%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$24.1M +$6.98M +145,477 +41%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$22.4M +$9.78M +203,738 +77%
BTS
14
BB&T Securities
Virginia
$22.4M +$9.37M +195,157 +72%
First Trust Advisors
15
First Trust Advisors
Illinois
$19.3M +$1.88M +39,129 +11%
WF
16
Welch & Forbes
Massachusetts
$19.2M -$107K -2,222 -0.6%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$17.3M +$1.96M +40,794 +13%
Jane Street
18
Jane Street
New York
$12.8M +$11.2M +233,566 +714%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$11.6M +$16.8K +349 +0.1%
3AM
20
3D Asset Management
Connecticut
$10.8M -$22.7K -472 -0.2%
ACM
21
Aviance Capital Management
Florida
$10.6M -$2.56M -53,434 -20%
Stifel Financial
22
Stifel Financial
Missouri
$10.5M +$5.71M +118,934 +119%
JIP
23
Jaffetilchin Investment Partners
Florida
$10.3M -$9.65K -201 -0.1%
CWM
24
Cornerstone Wealth Management
Missouri
$9.86M +$2.86M +59,502 +14%
HighTower Advisors
25
HighTower Advisors
Illinois
$9.35M +$204K +4,246 +2%

FTSL Hedge Fund Activity: Q3 2018 in Review

164 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q3 2018, worth a combined $1.08B — up 22% from $892M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FTSL positions and 18 closed out — a net gain of 5 holders — while 77 added to existing stakes and 37 trimmed.

The largest buyer was Wells Fargo, adding an estimated $37.1M. The largest seller was Horizon Investments, exiting entirely with an estimated $15.8M sold.

  • 164 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q3 2018, up from 159 in Q2 2018.
  • Funds reported $1.08B of First Trust Senior Loan Fund ETF stock for Q3 2018, up 22% quarter-over-quarter.
  • 23 funds opened new First Trust Senior Loan Fund ETF positions in Q3 2018 and 18 closed out, a net change of +5 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q3 2018 was Wells Fargo, an estimated $37.1M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q3 2018 was Horizon Investments, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2018.