Signature Estate & Investment Advisors’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Signature Estate & Investment Advisors’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-28,376	Closed	-$1.35M	–	163
2019 Q3	$1.35M	Sell	28,376 -14,223	-33%	-$673K	0.09%	85
2019 Q2	$2.01M	Sell	42,599 -41,713	-49%	-$1.98M	0.13%	70
2019 Q1	$3.97M	Buy	84,312 +44,047	+109%	+$2.08M	0.27%	55
2018 Q4	$1.83M	Buy	+40,265	New	+$1.91M	0.16%	67
2018 Q3	–	Sell	-41,757	Closed	-$2M	–	159
2018 Q2	$2M	Buy	+41,757	New	+$2.01M	0.19%	61

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

GFPC

Global Financial Private Capital Sarasota, Florida $1.59B AUM 3.21% 1-Year Est. Return

MAP

Milestone Advisory Partners Southern Pines, North Carolina $120M AUM 12.09% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Signature Estate & Investment Advisors's FTSL Position: Q4 2019 in Review

Signature Estate & Investment Advisors sold out of First Trust Senior Loan Fund ETF (FTSL) in Q4 2019, closing a stake of 28,376 shares — an estimated $1.35M sold.

Signature Estate & Investment Advisors first reported a position in FTSL in Q2 2018 and held it in 5 quarters. The position peaked at $3.97M in Q1 2019. 205 funds tracked by Wall St. Rank hold FTSL as of Q4 2019.

Signature Estate & Investment Advisors reported no remaining First Trust Senior Loan Fund ETF position as of Q4 2019 after selling out during the quarter.
Signature Estate & Investment Advisors sold 28,376 First Trust Senior Loan Fund ETF shares in Q4 2019, an estimated $1.35M.
Signature Estate & Investment Advisors first reported a position in First Trust Senior Loan Fund ETF in Q2 2018 and held it in 5 quarters.
Signature Estate & Investment Advisors's First Trust Senior Loan Fund ETF position peaked at $3.97M in Q1 2019.
205 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q4 2019.

Based on Signature Estate & Investment Advisors's 13F filing for Q4 2019, filed 6 Feb 2020.