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First Trust Senior Loan Fund ETF

177 hedge funds and large institutions have $882M invested in First Trust Senior Loan Fund ETF in 2018 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 52 increasing their positions, 65 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 28

25% more funds holding in top 10

Funds holding in top 10: 810 (+2)

8% more funds holding

Funds holding: 164177 (+13)

4.86% less ownership

Funds ownership: 59.7%54.84% (-4.9%)

19% less capital invested

Capital invested by funds: $1.08B → $882M (-$202M)

20% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 65

Holders
177
Holders Change
+13
Holders Change %
+7.93%
% of All Funds
3.94%
Holding in Top 10
10
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+25%
% of All Funds
0.22%
New
44
Increased
52
Reduced
65
Closed
28
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$145M -$17.4M -367,169 -10%
Wells Fargo
2
Wells Fargo
California
$87.4M -$17.2M -363,027 -16%
Bank of America
3
Bank of America
North Carolina
$60.2M +$448K +9,451 +0.7%
UBS Group
4
UBS Group
Switzerland
$39.6M -$10.3M -216,895 -20%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$33.6M +$12.8M +270,965 +58%
LPL Financial
6
LPL Financial
California
$27.9M -$2.05M -43,281 -7%
RJA
7
Raymond James & Associates
Florida
$27.8M -$4.82M -101,874 -14%
AIM
8
Astor Investment Management
Illinois
$24.7M -$575K -12,142 -2%
GFPC
9
Global Financial Private Capital
Florida
$24.1M -$3.53M -74,629 -12%
LI
10
LVZ Inc
Michigan
$22.7M -$92.8K -1,959 -0.4%
RIG
11
RiverFront Investment Group
Virginia
$21.5M -$69.7M -1,472,358 -76%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$19.3M -$3.69M -77,901 -16%
First Trust Advisors
13
First Trust Advisors
Illinois
$18.3M -$7.1K -150 -0%
WF
14
Welch & Forbes
Massachusetts
$16.9M -$1.34M -28,213 -7%
Jane Street
15
Jane Street
New York
$11.9M -$268K -5,655 -2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$11.6M -$5.01M -105,773 -29%
3AM
17
3D Asset Management
Connecticut
$10.1M -$129K -2,724 -1%
HighTower Advisors
18
HighTower Advisors
Illinois
$9.14M +$291K +6,139 +3%
Carson Wealth (CWM LLC)
19
Carson Wealth (CWM LLC)
Nebraska
$8.89M +$3.42M +72,199 +59%
TC
20
Telemus Capital
Michigan
$8.67M +$206K +4,355 +2%
BFG
21
Barber Financial Group
Kansas
$8.52M +$2.72M +57,432 +44%
BTS
22
BB&T Securities
Virginia
$8.45M -$13.3M -280,101 -60%
ACM
23
Aviance Capital Management
Florida
$8.45M -$1.62M -34,171 -16%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$8.33M +$54.8K +1,157 +0.6%
MAP
25
Milestone Advisory Partners
North Carolina
$8.25M -$20.2M -427,012 -70%

FTSL Hedge Fund Activity: Q4 2018 in Review

177 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q4 2018, worth a combined $882M — down 19% from $1.08B a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new FTSL positions and 28 closed out — a net gain of 16 holders — while 52 added to existing stakes and 65 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $12.8M. The largest seller was RiverFront Investment Group, cutting an estimated $69.7M.

  • 177 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q4 2018, up from 164 in Q3 2018.
  • Funds reported $882M of First Trust Senior Loan Fund ETF stock for Q4 2018, down 19% quarter-over-quarter.
  • 44 funds opened new First Trust Senior Loan Fund ETF positions in Q4 2018 and 28 closed out, a net change of +16 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q4 2018 was Envestnet Asset Management, an estimated $12.8M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q4 2018 was RiverFront Investment Group, an estimated $69.7M sold.

Based on aggregated 13F filings for Q4 2018.