We are live on ! Find out more
FTSL icon

First Trust Senior Loan Fund ETF

120 hedge funds and large institutions have $766M invested in First Trust Senior Loan Fund ETF in 2017 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 57 increasing their positions, 34 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 34

3% more capital invested

Capital invested by funds: $746M → $766M (+$20.1M)

0.49% less ownership

Funds ownership: 57.96%57.48% (-0.49%)

7% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 14

2% less funds holding

Funds holding: 122120 (-2)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
120
Holders Change
-2
Holders Change %
-1.64%
% of All Funds
2.99%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
13
Increased
57
Reduced
34
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$167M -$2.67M -55,141 -2%
RIG
2
RiverFront Investment Group
Virginia
$97.6M +$943K +19,473 +1%
Wells Fargo
3
Wells Fargo
California
$52.7M +$2.15M +44,389 +4%
UBS Group
4
UBS Group
Switzerland
$49.6M +$2.51M +51,760 +5%
Bank of America
5
Bank of America
North Carolina
$45.6M -$472K -9,745 -1%
RJA
6
Raymond James & Associates
Florida
$32.8M +$2.24M +46,261 +7%
LPL Financial
7
LPL Financial
California
$19.4M +$405K +8,373 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$18.1M -$72.6K -1,500 -0.4%
WF
9
Welch & Forbes
Massachusetts
$15.1M +$1.93M +39,790 +15%
Stifel Financial
10
Stifel Financial
Missouri
$15.1M +$128K +2,646 +0.9%
MIFH
11
Migdal Insurance & Financial Holdings
Israel
$14.1M +$1.3M +26,908 +10%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$13.7M +$1.12M +23,194 +9%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$11.7M -$1.68M -34,608 -13%
FAM
14
Flaharty Asset Management
Florida
$10.7M +$10.7M +222,021 +112,701%
3AM
15
3D Asset Management
Connecticut
$10.4M +$426K +8,792 +4%
Jane Street
16
Jane Street
New York
$10.2M +$9.75M +201,334 +1,860%
JIP
17
Jaffetilchin Investment Partners
Florida
$10M +$1.73M +35,766 +21%
CCA
18
Clearwater Capital Advisors
Illinois
$9.12M +$266K +5,492 +3%
TC
19
Telemus Capital
Michigan
$8.17M +$282K +5,822 +4%
HighTower Advisors
20
HighTower Advisors
Illinois
$7.98M +$130K +2,691 +2%
BTS
21
BB&T Securities
Virginia
$7.07M +$74.7K +1,543 +1%
ACM
22
Aviance Capital Management
Florida
$7.06M -$1.08M -22,385 -13%
SCA
23
Snowden Capital Advisors
New York
$6.59M +$618K +12,767 +10%
PAG
24
Private Advisor Group
New Jersey
$6.09M -$282K -5,829 -4%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$5.7M -$31K -640 -0.5%

FTSL Hedge Fund Activity: Q3 2017 in Review

120 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q3 2017, worth a combined $766M — up 2.7% from $746M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FTSL and 13 opened new positions — a net loss of 1 holder — while 34 trimmed existing stakes and 57 added.

The largest buyer was Flaharty Asset Management, adding an estimated $10.7M. The largest seller was LVW Advisors, exiting entirely with an estimated $23.4M sold.

  • 120 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q3 2017, down from 122 in Q2 2017.
  • Funds reported $766M of First Trust Senior Loan Fund ETF stock for Q3 2017, up 2.7% quarter-over-quarter.
  • 13 funds opened new First Trust Senior Loan Fund ETF positions in Q3 2017 and 14 closed out, a net change of -1 holder.
  • The largest First Trust Senior Loan Fund ETF buyer in Q3 2017 was Flaharty Asset Management, an estimated $10.7M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q3 2017 was LVW Advisors, an estimated $23.4M sold.

Based on aggregated 13F filings for Q3 2017.