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First Trust Senior Loan Fund ETF

333 hedge funds and large institutions have $3.95B invested in First Trust Senior Loan Fund ETF in 2022 Q4 according to their latest regulatory filings, with 45 funds opening new positions, 110 increasing their positions, 146 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more capital invested

Capital invested by funds: $2.07B → $3.95B (+$1.87B)

41% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 32

3% more funds holding

Funds holding: 322333 (+11)

0.19% more ownership

Funds ownership: 70.3%70.49% (+0.19%)

7% less funds holding in top 10

Funds holding in top 10: 2927 (-2)

25% less repeat investments, than reductions

Existing positions increased: 110 | Existing positions reduced: 146

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $254K

Holders
333
Holders Change
+11
Holders Change %
+3.42%
% of All Funds
5.35%
Holding in Top 10
27
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-6.9%
% of All Funds
0.43%
New
45
Increased
110
Reduced
146
Closed
32
Calls
Puts
$254K
Net Calls
-$254K
Net Calls Change
-$254K
Name Holding Trade Value Shares
Change
Change in
Stake
AWA
1
Arete Wealth Advisors
Illinois
$2.03B -$13.4M -299,912 -87%
Morgan Stanley
2
Morgan Stanley
New York
$263M -$55.5M -1,238,409 -17%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$184M +$35.2M +785,452 +24%
Wells Fargo
4
Wells Fargo
California
$114M -$13.5M -300,848 -11%
Bank of America
5
Bank of America
North Carolina
$97.4M -$21.6M -482,374 -18%
LPL Financial
6
LPL Financial
California
$87.5M -$2.07M -46,138 -2%
UBS Group
7
UBS Group
Switzerland
$68.9M -$17.7M -395,482 -20%
VCM
8
Virtue Capital Management
Tennessee
$44.3M -$33.1M -737,783 -43%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$34.4M -$4.18M -93,249 -11%
RJA
10
Raymond James & Associates
Florida
$33.9M -$5.11M -113,981 -13%
FAM
11
Flaharty Asset Management
Florida
$32.3M +$512K +11,430 +2%
First Trust Advisors
12
First Trust Advisors
Illinois
$31.9M -$1.55M -34,697 -5%
OCM
13
One Capital Management
California
$26.1M +$3.05M +67,991 +13%
Stifel Financial
14
Stifel Financial
Missouri
$23.5M -$1.69M -37,714 -7%
Osaic Holdings
15
Osaic Holdings
Arizona
$23.4M -$2.73M -60,971 -10%
EWP
16
Engrave Wealth Partners
Texas
$21.4M -$153K -3,424 -0.7%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$21M -$2.42M -54,080 -10%
WF
18
Welch & Forbes
Massachusetts
$20.3M -$5.38M -120,124 -21%
TC
19
Telemus Capital
Michigan
$18.9M -$293K -6,549 -2%
TPW
20
TL Private Wealth
Texas
$18.6M -$1.72M -38,468 -9%
TWM
21
Tanager Wealth Management
United Kingdom
$17.9M +$6.51M +145,344 +57%
CAG
22
Csenge Advisory Group
Florida
$17.6M +$4.59M +102,381 +35%
WWMSC
23
Wagner Wealth Management (South Carolina)
South Carolina
$17.3M +$7.78M +173,602 +81%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$15.4M -$7.96M -177,704 -34%
BFG
25
Beacon Financial Group
Texas
$14.9M -$31.7M -706,544 -52%

FTSL Hedge Fund Activity: Q4 2022 in Review

333 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q4 2022, worth a combined $3.95B — up 90% from $2.07B a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new FTSL positions and 32 closed out — a net gain of 13 holders — while 110 added to existing stakes and 146 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $35.2M. The largest seller was Morgan Stanley, cutting an estimated $55.5M.

  • 333 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q4 2022, up from 322 in Q3 2022.
  • Funds reported $3.95B of First Trust Senior Loan Fund ETF stock for Q4 2022, up 90% quarter-over-quarter.
  • 45 funds opened new First Trust Senior Loan Fund ETF positions in Q4 2022 and 32 closed out, a net change of +13 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q4 2022 was Royal Bank of Canada, an estimated $35.2M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q4 2022 was Morgan Stanley, an estimated $55.5M sold.

Based on aggregated 13F filings for Q4 2022.