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First Trust Senior Loan Fund ETF

195 hedge funds and large institutions have $779M invested in First Trust Senior Loan Fund ETF in 2020 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 82 increasing their positions, 55 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

112% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 17

49% more repeat investments, than reductions

Existing positions increased: 82 | Existing positions reduced: 55

17% more capital invested

Capital invested by funds: $664M → $779M (+$115M)

13% more funds holding in top 10

Funds holding in top 10: 89 (+1)

10% more funds holding

Funds holding: 178195 (+17)

8.04% more ownership

Funds ownership: 50.67%58.71% (+8%)

Holders
195
Holders Change
+17
Holders Change %
+9.55%
% of All Funds
3.45%
Holding in Top 10
9
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+12.5%
% of All Funds
0.16%
New
36
Increased
82
Reduced
55
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$148M +$20.5M +438,088 +16%
Bank of America
2
Bank of America
North Carolina
$48M +$2.72M +58,281 +6%
Wells Fargo
3
Wells Fargo
California
$39.9M -$3.1M -66,344 -7%
UBS Group
4
UBS Group
Switzerland
$34.4M +$720K +15,418 +2%
LPL Financial
5
LPL Financial
California
$31M +$1.95M +41,806 +7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$26.6M +$3.91M +83,651 +18%
First Trust Advisors
7
First Trust Advisors
Illinois
$18.7M +$15M +320,467 +438%
FAM
8
Flaharty Asset Management
Florida
$18.7M -$179K -3,822 -1%
WF
9
Welch & Forbes
Massachusetts
$18.1M +$184K +3,943 +1%
AFA
10
American Financial Advisors
Georgia
$17.5M -$1.4M -29,963 -8%
RJA
11
Raymond James & Associates
Florida
$17.1M -$1.71M -36,506 -9%
Ensign Peak Advisors
12
Ensign Peak Advisors
Utah
$14.6M +$792K +16,949 +6%
AO
13
Advisor OS
Illinois
$14.6M +$12.4M +264,390 New
MAP
14
Milestone Advisory Partners
North Carolina
$14.5M +$249K +5,334 +2%
Citadel Advisors
15
Citadel Advisors
Florida
$11.5M +$4.44M +95,073 +65%
Osaic Holdings
16
Osaic Holdings
Arizona
$11M +$1.13M +24,130 +12%
TC
17
Telemus Capital
Michigan
$10.7M -$323K -6,922 -3%
GIA
18
Gladstone Institutional Advisory
Florida
$10.7M -$3.06M -65,508 -23%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$10.3M +$3.1M +66,414 +44%
Qube Research & Technologies (QRT)
20
Qube Research & Technologies (QRT)
United Kingdom
$10.2M -$2.28M -48,693 -19%
RA
21
RiverTree Advisors
Florida
$10.1M +$9.88M +211,533 New
CAG
22
Csenge Advisory Group
Florida
$9.92M +$2M +42,731 +26%
MA
23
MJP Associates
Connecticut
$9.77M +$9.59M +205,317 New
HighTower Advisors
24
HighTower Advisors
Illinois
$8.61M +$103K +2,196 +1%
AWA
25
Arete Wealth Advisors
Illinois
$8.57M +$7.88M +168,713 +1,496%

FTSL Hedge Fund Activity: Q4 2020 in Review

195 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q4 2020, worth a combined $779M — up 17% from $664M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new FTSL positions and 17 closed out — a net gain of 19 holders — while 82 added to existing stakes and 55 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $20.5M. The largest seller was Jane Street, cutting an estimated $9.85M.

  • 195 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q4 2020, up from 178 in Q3 2020.
  • Funds reported $779M of First Trust Senior Loan Fund ETF stock for Q4 2020, up 17% quarter-over-quarter.
  • 36 funds opened new First Trust Senior Loan Fund ETF positions in Q4 2020 and 17 closed out, a net change of +19 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q4 2020 was Morgan Stanley, an estimated $20.5M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q4 2020 was Jane Street, an estimated $9.85M sold.

Based on aggregated 13F filings for Q4 2020.