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First Trust Senior Loan Fund ETF

309 hedge funds and large institutions have $2.22B invested in First Trust Senior Loan Fund ETF in 2021 Q4 according to their latest regulatory filings, with 66 funds opening new positions, 158 increasing their positions, 61 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

340% more first-time investments, than exits

New positions opened: 66 | Existing positions closed: 15

159% more repeat investments, than reductions

Existing positions increased: 158 | Existing positions reduced: 61

18% more capital invested

Capital invested by funds: $1.88B → $2.22B (+$345M)

18% more funds holding

Funds holding: 261309 (+48)

10% more funds holding in top 10

Funds holding in top 10: 2022 (+2)

1.49% more ownership

Funds ownership: 70.8%72.29% (+1.5%)

Holders
309
Holders Change
+48
Holders Change %
+18.39%
% of All Funds
4.76%
Holding in Top 10
22
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+10%
% of All Funds
0.34%
New
66
Increased
158
Reduced
61
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$379M +$46.7M +974,859 +14%
Wells Fargo
2
Wells Fargo
California
$119M +$17.3M +361,154 +17%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$113M +$42.9M +896,422 +62%
Bank of America
4
Bank of America
North Carolina
$108M +$17M +354,422 +19%
First Trust Advisors
5
First Trust Advisors
Illinois
$103M +$15M +313,592 +17%
LPL Financial
6
LPL Financial
California
$93.1M +$19M +397,786 +26%
UBS Group
7
UBS Group
Switzerland
$87.3M +$9.93M +207,539 +13%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$51.1M +$5.04M +105,314 +11%
RJA
9
Raymond James & Associates
Florida
$41.1M +$4.84M +101,113 +13%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$34.7M +$8.45M +176,607 +32%
Osaic Holdings
11
Osaic Holdings
Arizona
$32.7M +$5.15M +107,648 +19%
UCFA
12
United Capital Financial Advisors
Texas
$31.8M +$31.8M +664,328 New
BFG
13
Beacon Financial Group
Texas
$30.1M +$143K +2,982 +0.2%
FAM
14
Flaharty Asset Management
Florida
$28.2M +$2.74M +57,314 +11%
WF
15
Welch & Forbes
Massachusetts
$27.5M +$2.2M +45,987 +9%
Stifel Financial
16
Stifel Financial
Missouri
$26.8M +$7M +146,331 +35%
Truist Financial
17
Truist Financial
North Carolina
$25.7M +$6.46M +134,908 +34%
OCM
18
One Capital Management
California
$23.6M +$3.59M +74,948 +18%
RCIM
19
Red Cedar Investment Management
Michigan
$23.5M +$88.7K +1,853 +0.4%
DF
20
Donoghue Forlines
Massachusetts
$22.6M +$15.2M +317,351 +205%
EWP
21
Engrave Wealth Partners
Texas
$22.6M +$1.25M +26,093 +6%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$22.1M +$404K +8,450 +2%
TC
23
Telemus Capital
Michigan
$20.2M +$75.1K +1,568 +0.4%
MAP
24
Milestone Advisory Partners
North Carolina
$19.2M +$4.08M +85,215 +27%
AWM
25
AE Wealth Management
Kansas
$18.6M +$2.84M +59,312 +18%

FTSL Hedge Fund Activity: Q4 2021 in Review

309 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q4 2021, worth a combined $2.22B — up 18% from $1.88B a quarter earlier.

Buyers outnumbered sellers: 66 funds opened new FTSL positions and 15 closed out — a net gain of 51 holders — while 158 added to existing stakes and 61 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $46.7M. The largest seller was State of Tennessee, Department of Treasury, cutting an estimated $68.4M.

  • 309 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q4 2021, up from 261 in Q3 2021.
  • Funds reported $2.22B of First Trust Senior Loan Fund ETF stock for Q4 2021, up 18% quarter-over-quarter.
  • 66 funds opened new First Trust Senior Loan Fund ETF positions in Q4 2021 and 15 closed out, a net change of +51 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q4 2021 was Morgan Stanley, an estimated $46.7M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q4 2021 was State of Tennessee, Department of Treasury, an estimated $68.4M sold.

Based on aggregated 13F filings for Q4 2021.