We are live on ! Find out more
FTSL icon

First Trust Senior Loan Fund ETF

205 hedge funds and large institutions have $983M invested in First Trust Senior Loan Fund ETF in 2019 Q4 according to their latest regulatory filings, with 50 funds opening new positions, 79 increasing their positions, 57 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

355% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 11

39% more repeat investments, than reductions

Existing positions increased: 79 | Existing positions reduced: 57

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

18% more funds holding

Funds holding: 174205 (+31)

13% more capital invested

Capital invested by funds: $870M → $983M (+$113M)

4.22% more ownership

Funds ownership: 54.12%58.34% (+4.2%)

Holders
205
Holders Change
+31
Holders Change %
+17.82%
% of All Funds
4.04%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.18%
New
50
Increased
79
Reduced
57
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$192M +$23.6M +497,596 +14%
Wells Fargo
2
Wells Fargo
California
$91.6M +$6.33M +133,464 +8%
Bank of America
3
Bank of America
North Carolina
$51.8M +$3.42M +72,037 +7%
UBS Group
4
UBS Group
Switzerland
$39.5M -$1.42M -30,023 -4%
LPL Financial
5
LPL Financial
California
$31M +$36.6K +771 +0.1%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$29.7M +$1.47M +31,033 +5%
AIM
7
Astor Investment Management
Illinois
$26.1M -$2.86M -60,361 -10%
GFPC
8
Global Financial Private Capital
Florida
$23.4M -$944K -19,904 -4%
MAP
9
Milestone Advisory Partners
North Carolina
$20.9M +$879K +18,533 +4%
RJA
10
Raymond James & Associates
Florida
$20.9M +$148K +3,123 +0.7%
First Trust Advisors
11
First Trust Advisors
Illinois
$19.5M +$8.36M +176,243 +76%
WF
12
Welch & Forbes
Massachusetts
$18M -$557K -11,751 -3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$17M +$3.93M +82,744 +30%
AFA
14
American Financial Advisors
Georgia
$14.9M -$18M -379,709 -55%
FAM
15
Flaharty Asset Management
Florida
$12.9M +$535K +11,273 +4%
AWM
16
AE Wealth Management
Kansas
$12.7M +$2.77M +58,324 +28%
Qube Research & Technologies (QRT)
17
Qube Research & Technologies (QRT)
United Kingdom
$10.9M +$10.8M +226,642 New
SS
18
Simplicity Solutions
Minnesota
$10.5M +$2.16M +45,634 +26%
TC
19
Telemus Capital
Michigan
$9.71M -$101K -2,138 -1%
FTUS
20
Flow Traders U.S.
New York
$9.28M +$6.2M +130,789 +208%
Renaissance Technologies
21
Renaissance Technologies
New York
$9M +$5.01M +105,675 +129%
Ensign Peak Advisors
22
Ensign Peak Advisors
Utah
$8.82M +$8.73M +184,100 New
Stifel Financial
23
Stifel Financial
Missouri
$8.39M +$159K +3,359 +2%
Jane Street
24
Jane Street
New York
$8.37M +$2.95M +62,142 +55%
HighTower Advisors
25
HighTower Advisors
Illinois
$7.14M -$169K -3,569 -2%

FTSL Hedge Fund Activity: Q4 2019 in Review

205 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q4 2019, worth a combined $983M — up 13% from $870M a quarter earlier.

Buyers outnumbered sellers: 50 funds opened new FTSL positions and 11 closed out — a net gain of 39 holders — while 79 added to existing stakes and 57 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $23.6M. The largest seller was American Financial Advisors, cutting an estimated $18M.

  • 205 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q4 2019, up from 174 in Q3 2019.
  • Funds reported $983M of First Trust Senior Loan Fund ETF stock for Q4 2019, up 13% quarter-over-quarter.
  • 50 funds opened new First Trust Senior Loan Fund ETF positions in Q4 2019 and 11 closed out, a net change of +39 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q4 2019 was Morgan Stanley, an estimated $23.6M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q4 2019 was American Financial Advisors, an estimated $18M sold.

Based on aggregated 13F filings for Q4 2019.