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First Trust Senior Loan Fund ETF

181 hedge funds and large institutions have $824M invested in First Trust Senior Loan Fund ETF in 2019 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 63 increasing their positions, 66 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 25

2% more funds holding

Funds holding: 177181 (+4)

5% less repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 66

2.45% less ownership

Funds ownership: 54.84%52.39% (-2.5%)

7% less capital invested

Capital invested by funds: $882M → $824M (-$58.3M)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
181
Holders Change
+4
Holders Change %
+2.26%
% of All Funds
3.92%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.17%
New
31
Increased
63
Reduced
66
Closed
25
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$159M +$8.68M +184,140 +6%
Wells Fargo
2
Wells Fargo
California
$87.1M -$3.3M -70,093 -4%
Bank of America
3
Bank of America
North Carolina
$55.7M -$6.57M -139,298 -11%
UBS Group
4
UBS Group
Switzerland
$41.2M +$225K +4,763 +0.5%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$30.4M -$4.32M -91,649 -12%
LPL Financial
6
LPL Financial
California
$29.1M +$201K +4,253 +0.7%
AFA
7
American Financial Advisors
Georgia
$27.7M +$27.5M +583,793 +10,918%
AIM
8
Astor Investment Management
Illinois
$25.4M -$186K -3,950 -0.7%
GFPC
9
Global Financial Private Capital
Florida
$25M +$37.1K +787 +0.1%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$18.6M -$1.33M -28,290 -7%
WF
11
Welch & Forbes
Massachusetts
$17.5M +$39.9K +847 +0.2%
LI
12
LVZ Inc
Michigan
$17M -$6.54M -138,640 -28%
RJA
13
Raymond James & Associates
Florida
$14.8M -$14M -296,948 -49%
First Trust Advisors
14
First Trust Advisors
Illinois
$13.3M -$5.63M -119,315 -30%
HighTower Advisors
15
HighTower Advisors
Illinois
$10.7M +$1.21M +25,702 +13%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$10.6M -$1.33M -28,113 -11%
MAP
17
Milestone Advisory Partners
North Carolina
$10.3M +$1.72M +36,459 +20%
TC
18
Telemus Capital
Michigan
$8.71M -$267K -5,658 -3%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$8.58M -$189 -4 -0%
ACM
20
Aviance Capital Management
Florida
$7.91M -$839K -17,802 -10%
1NWS
21
1 North Wealth Services
Maryland
$7.23M +$548K +11,625 +8%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$7.06M -$904K -19,181 -11%
BFG
23
Barber Financial Group
Kansas
$7.04M -$1.78M -37,751 -20%
CWM
24
Cranbrook Wealth Management
Michigan
$6.68M +$104K +2,199 +2%
Stifel Financial
25
Stifel Financial
Missouri
$6.39M -$30.7K -652 -0.5%

FTSL Hedge Fund Activity: Q1 2019 in Review

181 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Senior Loan Fund ETF (FTSL) for Q1 2019, worth a combined $824M — down 6.6% from $882M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FTSL positions and 25 closed out — a net gain of 6 holders — while 63 added to existing stakes and 66 trimmed.

The largest buyer was American Financial Advisors, adding an estimated $27.5M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $21.5M sold.

  • 181 institutional investors held First Trust Senior Loan Fund ETF (FTSL) as of Q1 2019, up from 177 in Q4 2018.
  • Funds reported $824M of First Trust Senior Loan Fund ETF stock for Q1 2019, down 6.6% quarter-over-quarter.
  • 31 funds opened new First Trust Senior Loan Fund ETF positions in Q1 2019 and 25 closed out, a net change of +6 holders.
  • The largest First Trust Senior Loan Fund ETF buyer in Q1 2019 was American Financial Advisors, an estimated $27.5M added.
  • The largest First Trust Senior Loan Fund ETF seller in Q1 2019 was RiverFront Investment Group, an estimated $21.5M sold.

Based on aggregated 13F filings for Q1 2019.