RiverFront Investment Group’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

RiverFront Investment Group’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-68,075	Closed	-$3.08M	–	116
2023 Q2	$3.08M	Sell	68,075 -2,815	-4%	-$127K	0.1%	69
2023 Q1	$3.21M	Sell	70,890 -3,298	-4%	-$150K	0.11%	66
2022 Q4	$3.31M	Buy	+74,188	New	+$3.32M	0.75%	36
2019 Q1	–	Sell	-473,286	Closed	-$21.5M	–	66
2018 Q4	$21.5M	Sell	473,286 -1,472,358	-76%	-$69.7M	0.58%	38
2018 Q3	$93.5M	Sell	1,945,644 -20,505	-1%	-$984K	2.21%	13
2018 Q2	$93.9M	Buy	1,966,149 +6,033	+0.3%	+$290K	2.31%	13
2018 Q1	$94.3M	Sell	1,960,116 -70,844	-3%	-$3.42M	2.2%	15
2017 Q4	$97.6M	Buy	2,030,960 +4,668	+0.2%	+$225K	2.32%	16
2017 Q3	$97.6M	Buy	2,026,292 +19,473	+1%	+$943K	2.37%	15
2017 Q2	$97.1M	Buy	2,006,819 +13,464	+0.7%	+$653K	2.49%	16
2017 Q1	$96.5M	Buy	+1,993,355	New	+$96.8M	2.62%	16

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

OCM

One Capital Management Westlake Village, California $3.65B AUM 15.32% 1-Year Est. Return

WWMSC

Wagner Wealth Management (South Carolina) Greenville, South Carolina $495M AUM 8.72% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

FAM

Flaharty Asset Management Clearwater, Florida $69.9M AUM 13.96% 1-Year Est. Return

RiverFront Investment Group's FTSL Position: Q3 2023 in Review

RiverFront Investment Group sold out of First Trust Senior Loan Fund ETF (FTSL) in Q3 2023, closing a stake of 68,075 shares — an estimated $3.08M sold.

RiverFront Investment Group first reported a position in FTSL in Q1 2017 and held it in 11 quarters. The position peaked at $97.6M in Q3 2017. 298 funds tracked by Wall St. Rank hold FTSL as of Q3 2023.

RiverFront Investment Group reported no remaining First Trust Senior Loan Fund ETF position as of Q3 2023 after selling out during the quarter.
RiverFront Investment Group sold 68,075 First Trust Senior Loan Fund ETF shares in Q3 2023, an estimated $3.08M.
RiverFront Investment Group first reported a position in First Trust Senior Loan Fund ETF in Q1 2017 and held it in 11 quarters.
RiverFront Investment Group's First Trust Senior Loan Fund ETF position peaked at $97.6M in Q3 2017.
298 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2023.

Based on RiverFront Investment Group's 13F filing for Q3 2023, filed 7 Nov 2023.