Horizon Investments’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Horizon Investments’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-332,001	Closed	-$15.8M	–	272
2018 Q2	$15.8M	Sell	332,001 -128,904	-28%	-$6.2M	0.69%	26
2018 Q1	$22.2M	Buy	+460,905	New	+$22.2M	0.97%	27
2015 Q3	–	Sell	-48,722	Closed	-$2.38M	–	107
2015 Q2	$2.38M	Buy	48,722 +8,307	+21%	+$410K	0.19%	42
2015 Q1	$1.99M	Buy	+40,415	New	+$1.98M	0.19%	51

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RIG

RiverFront Investment Group Richmond, Virginia $6.46B AUM 18.45% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

MAP

Milestone Advisory Partners Southern Pines, North Carolina $120M AUM 12.09% 1-Year Est. Return

GFPC

Global Financial Private Capital Sarasota, Florida $1.59B AUM 3.21% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Horizon Investments's FTSL Position: Q3 2018 in Review

Horizon Investments sold out of First Trust Senior Loan Fund ETF (FTSL) in Q3 2018, closing a stake of 332,001 shares — an estimated $15.8M sold.

Horizon Investments first reported a position in FTSL in Q1 2015 and held it in 4 quarters. The position peaked at $22.2M in Q1 2018. 164 funds tracked by Wall St. Rank hold FTSL as of Q3 2018.

Horizon Investments reported no remaining First Trust Senior Loan Fund ETF position as of Q3 2018 after selling out during the quarter.
Horizon Investments sold 332,001 First Trust Senior Loan Fund ETF shares in Q3 2018, an estimated $15.8M.
Horizon Investments first reported a position in First Trust Senior Loan Fund ETF in Q1 2015 and held it in 4 quarters.
Horizon Investments's First Trust Senior Loan Fund ETF position peaked at $22.2M in Q1 2018.
164 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2018.

Based on Horizon Investments's 13F filing for Q3 2018, filed 14 Nov 2018.