Regal Investment Advisors’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Regal Investment Advisors’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-1,750	Closed	-$84K	–	489
2015 Q3	$84K	Hold	1,750	–	–	0.02%	372
2015 Q2	$85K	Hold	1,750	–	–	0.02%	360
2015 Q1	$86K	Sell	1,750 -152	-8%	-$7.45K	0.02%	360
2014 Q4	$92K	Sell	1,902 -199	-9%	-$9.72K	0.02%	322
2014 Q3	$103K	Buy	2,101 +1	+0%	+$49	0.03%	299
2014 Q2	$105K	Buy	2,100 +600	+40%	+$29.8K	0.04%	272
2014 Q1	$75K	Buy	+1,500	New	+$74.6K	0.03%	297
2013 Q4	–	Sell	-1,300	Closed	-$64K	–	871
2013 Q3	$64K	Buy	+1,300	New	+$64.4K	0.04%	278

Other funds holding FTSL

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Alesco Advisors Pittsford, New York $3.92B AUM 15.21% 1-Year Est. Return

JIP

Jaffetilchin Investment Partners Tampa, Florida $1.68B AUM 22.81% 1-Year Est. Return

VFS

VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Regal Investment Advisors's FTSL Position: Q4 2015 in Review

Regal Investment Advisors sold out of First Trust Senior Loan Fund ETF (FTSL) in Q4 2015, closing a stake of 1,750 shares — an estimated $84K sold.

Regal Investment Advisors first reported a position in FTSL in Q3 2013 and held it in 8 quarters. The position peaked at $105K in Q2 2014. 70 funds tracked by Wall St. Rank hold FTSL as of Q4 2015.

Regal Investment Advisors reported no remaining First Trust Senior Loan Fund ETF position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 1,750 First Trust Senior Loan Fund ETF shares in Q4 2015, an estimated $84K.
Regal Investment Advisors first reported a position in First Trust Senior Loan Fund ETF in Q3 2013 and held it in 8 quarters.
Regal Investment Advisors's First Trust Senior Loan Fund ETF position peaked at $105K in Q2 2014.
70 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.