Jefferies Group’s First Trust Senior Loan Fund ETF FTSL Stock Holding History

Jefferies Group’s Portfolio FTSL Stock Details FTSL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-3,000	Closed	-$147K	–	2543
2015 Q2	$147K	Sell	3,000 -22,271	-88%	-$1.1M	﹤0.01%	2061
2015 Q1	$1.24M	Sell	25,271 -55,484	-69%	-$2.72M	0.01%	949
2014 Q4	$3.92M	Buy	+80,755	New	+$3.94M	0.02%	495

Other funds holding FTSL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

JIP

Jaffetilchin Investment Partners Tampa, Florida $1.68B AUM 22.81% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCA

Strategic Capital Alternatives Gig Harbor, United States $6.3M AUM

BFA

Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Jefferies Group's FTSL Position: Q3 2015 in Review

Jefferies Group sold out of First Trust Senior Loan Fund ETF (FTSL) in Q3 2015, closing a stake of 3,000 shares — an estimated $147K sold.

Jefferies Group first reported a position in FTSL in Q4 2014 and held it in 3 quarters. The position peaked at $3.92M in Q4 2014. 63 funds tracked by Wall St. Rank hold FTSL as of Q3 2015.

Jefferies Group reported no remaining First Trust Senior Loan Fund ETF position as of Q3 2015 after selling out during the quarter.
Jefferies Group sold 3,000 First Trust Senior Loan Fund ETF shares in Q3 2015, an estimated $147K.
Jefferies Group first reported a position in First Trust Senior Loan Fund ETF in Q4 2014 and held it in 3 quarters.
Jefferies Group's First Trust Senior Loan Fund ETF position peaked at $3.92M in Q4 2014.
63 funds tracked by Wall St. Rank held First Trust Senior Loan Fund ETF as of Q3 2015.

Based on Jefferies Group's 13F filing for Q3 2015, filed 13 Nov 2015.