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Stifel Nicolaus & Co’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Stifel Nicolaus & Co’s Portfolio FXO Stock Details FXO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$1.64M Sell
82,984
-43,771
-35% -$860K 0.03% 513
2013
Q2 		$2.38M Buy
+126,755
New +$2.34M 0.04% 385

Other funds holding FXO

NA
Navellier & Associates Reno, Nevada $960M AUM 79.37% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
FSIM
F-Squared Investment Management Wellesley, Massachusetts $1.55B AUM 4.2% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
PWAG
Polaris Wealth Advisory Group San Rafael, California $1.31B AUM 17.95% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
BFA
Beaumont Financial Advisors Needham, Massachusetts $1.46B AUM 21.07% 1-Year Est. Return

Stifel Nicolaus & Co's FXO Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its First Trust Financials AlphaDEX Fund (FXO) stake by 35% in Q3 2013, selling an estimated $860K and leaving 82,984 shares worth $1.64M. The position accounts for 0.03% of the portfolio, ranked #513.

Stifel Nicolaus & Co first reported a position in FXO in Q2 2013 and has held it in 2 quarters since. The position peaked at $2.38M in Q2 2013. 52 funds tracked by Wall St. Rank hold FXO as of Q3 2013.

  • Stifel Nicolaus & Co held 82,984 shares of First Trust Financials AlphaDEX Fund worth $1.64M as of Q3 2013.
  • Stifel Nicolaus & Co sold 43,771 First Trust Financials AlphaDEX Fund shares in Q3 2013, an estimated $860K.
  • First Trust Financials AlphaDEX Fund made up 0.03% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #513 holding.
  • Stifel Nicolaus & Co first reported a position in First Trust Financials AlphaDEX Fund in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's First Trust Financials AlphaDEX Fund position peaked at $2.38M in Q2 2013.
  • 52 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.