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First Trust Financials AlphaDEX Fund

52 hedge funds and large institutions have $193M invested in First Trust Financials AlphaDEX Fund in 2013 Q2 according to their latest regulatory filings, with 52 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

58.42% more ownership

Funds ownership: 0%58.42% (+58%)

Holders
52
Holders Change
+52
Holders Change %
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
52
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.4M +$37.8M +2,042,963 New
Wells Fargo
2
Wells Fargo
California
$34.7M +$34.2M +1,846,894 New
HA
3
Hays Advisory
Tennessee
$18.5M +$18.2M +984,429 New
Bank of America
4
Bank of America
North Carolina
$13.7M +$13.5M +730,331 New
PPA
5
Parametric Portfolio Associates
Washington
$12.3M +$12.1M +656,307 New
U
6
UBS
Switzerland
$9M +$8.86M +479,080 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$7.79M +$7.67M +414,395 New
BFA
8
Beaumont Financial Advisors
Massachusetts
$6.02M +$5.93M +320,455 New
BUB
9
BBVA USA Bancshares
Texas
$5.91M +$5.81M +314,272 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$4.45M +$4.38M +236,585 New
TT
11
Tower Trust
Indiana
$4.04M +$3.98M +214,937 New
Citigroup
12
Citigroup
New York
$3.77M +$3.72M +200,890 New
NA
13
Navellier & Associates
Nevada
$3.61M +$3.55M +192,132 New
PI
14
Placemark Investments
Illinois
$3.38M +$3.33M +180,127 New
RJA
15
Raymond James & Associates
Florida
$2.79M +$2.75M +148,700 New
LPL Financial
16
LPL Financial
California
$2.61M +$2.57M +138,743 New
SNC
17
Stifel Nicolaus & Co
Missouri
$2.38M +$2.34M +126,755 New
HighTower Advisors
18
HighTower Advisors
Illinois
$2.37M +$2.33M +126,016 New
FA
19
FDx Advisors
Illinois
$2.03M +$2M +107,852 New
HR
20
Howe & Rusling
New York
$1.42M +$1.4M +75,480 New
SAM
21
SignalPoint Asset Management
Missouri
$1.4M +$1.38M +74,395 New
OC
22
Oppenheimer & Co
New York
$1.35M +$1.33M +71,710 New
KCG
23
Knight Capital Group
$1.19M +$1.17M +63,295 New
JP Morgan Chase
24
JP Morgan Chase
New York
$1.12M +$1.11M +59,742 New
PFS
25
Prospera Financial Services
Texas
$962K +$937K +50,644 New

FXO Hedge Fund Activity: Q2 2013 in Review

52 of the 3,064 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2013, worth a combined $193M.

Buyers outnumbered sellers: 52 funds opened new FXO positions and 0 closed out — a net gain of 52 holders — while 0 added to existing stakes and 0 trimmed.

  • 52 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $193M of First Trust Financials AlphaDEX Fund stock for Q2 2013.
  • 52 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2013 and 0 closed out, a net change of +52 holders.

Based on aggregated 13F filings for Q2 2013.