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First Trust Financials AlphaDEX Fund

215 hedge funds and large institutions have $697M invested in First Trust Financials AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 66 increasing their positions, 77 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

290% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 10

14% more funds holding

Funds holding: 188215 (+27)

7% more capital invested

Capital invested by funds: $654M → $697M (+$43M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.02% less ownership

Funds ownership: 62.77%62.75% (-0.02%)

14% less repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 77

Holders
215
Holders Change
+27
Holders Change %
+14.36%
% of All Funds
3.46%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
39
Increased
66
Reduced
77
Closed
10
Calls
$213K
Puts
Net Calls
+$213K
Net Calls Change
+$213K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$135M -$11.9M -290,410 -8%
LPL Financial
2
LPL Financial
California
$70.5M -$17.7M -429,542 -20%
Wells Fargo
3
Wells Fargo
California
$69.4M -$5.92M -144,071 -8%
UBS Group
4
UBS Group
Switzerland
$50.7M -$8.49M -206,569 -14%
Bank of America
5
Bank of America
North Carolina
$36M -$896K -21,798 -2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$35.2M -$3.11M -75,676 -8%
RJA
7
Raymond James & Associates
Florida
$25M -$213K -5,182 -0.8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$13.3M +$729K +17,719 +6%
Truist Financial
9
Truist Financial
North Carolina
$11.3M +$2.11M +51,256 +23%
DADC
10
D.A. Davidson & Co
Montana
$10.7M +$1.02M +24,764 +10%
Stifel Financial
11
Stifel Financial
Missouri
$9.99M -$714K -17,364 -7%
Osaic Holdings
12
Osaic Holdings
Arizona
$9.17M +$1.46M +35,461 +19%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$9.11M -$1.02M -24,692 -10%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$8.38M +$1.38M +33,575 +20%
Ameriprise
15
Ameriprise
Minnesota
$7.69M -$282K -6,862 -4%
Goldman Sachs
16
Goldman Sachs
New York
$7.53M +$5.35M +130,062 +242%
BRWA
17
B. Riley Wealth Advisors
Florida
$7.22M +$1.44M +35,063 +25%
RIA
18
Regal Investment Advisors
Michigan
$6.45M -$142K -3,464 -2%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$5.83M -$220K -5,347 -4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.81M -$974K -23,688 -14%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$5.81M +$3.44M +83,782 +144%
KAS
22
Kestra Advisory Services
Texas
$5.15M -$3.77M -91,727 -42%
CA
23
Crumly & Associates
Illinois
$5.14M -$2.6M -63,212 -34%
FEG
24
Financial Enhancement Group
Indiana
$4.99M +$4.4M +107,023 +9,070%
TA
25
TrueWealth Advisors
Alabama
$4.36M +$120K +2,929 +3%

FXO Hedge Fund Activity: Q4 2022 in Review

215 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2022, worth a combined $697M — up 6.6% from $654M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FXO positions and 10 closed out — a net gain of 29 holders — while 66 added to existing stakes and 77 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $5.35M. The largest seller was LPL Financial, cutting an estimated $17.7M.

  • 215 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2022, up from 188 in Q3 2022.
  • Funds reported $697M of First Trust Financials AlphaDEX Fund stock for Q4 2022, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2022 and 10 closed out, a net change of +29 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2022 was Goldman Sachs, an estimated $5.35M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2022 was LPL Financial, an estimated $17.7M sold.

Based on aggregated 13F filings for Q4 2022.