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First Trust Financials AlphaDEX Fund

119 hedge funds and large institutions have $702M invested in First Trust Financials AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 45 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 8

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

19% more capital invested

Capital invested by funds: $590M → $702M (+$112M)

6% more funds holding

Funds holding: 112119 (+7)

1.67% more ownership

Funds ownership: 59.81%61.48% (+1.7%)

4% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 45

Holders
119
Holders Change
+7
Holders Change %
+6.25%
% of All Funds
2.97%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
18
Increased
43
Reduced
45
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$153M +$19M +655,040 +15%
Wells Fargo
2
Wells Fargo
California
$93.3M +$10.8M +371,125 +13%
UBS Group
3
UBS Group
Switzerland
$72.4M +$6.89M +237,388 +11%
Bank of America
4
Bank of America
North Carolina
$59.2M -$4.84M -166,651 -8%
Goldman Sachs
5
Goldman Sachs
New York
$47.1M +$5.78M +199,258 +14%
Ameriprise
6
Ameriprise
Minnesota
$29.6M -$309K -10,638 -1%
LPL Financial
7
LPL Financial
California
$22.9M -$2.49M -85,667 -10%
NA
8
Navellier & Associates
Nevada
$22.3M +$21.8M +752,122 New
RJA
9
Raymond James & Associates
Florida
$19M +$3.8M +130,954 +26%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$18.4M -$353K -12,173 -2%
CS
11
Credit Suisse
Switzerland
$12M +$11.7M +402,831 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$11.3M +$2.1M +72,255 +23%
BCI
13
Brinker Capital Investments
Pennsylvania
$11.3M -$1.45M -50,000 -12%
CCA
14
Clearwater Capital Advisors
Illinois
$7.53M +$9.46K +326 +0.1%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$7.45M +$160K +5,514 +2%
AG
16
Advisor Group
Arizona
$7.12M -$205K -7,069 -3%
Stifel Financial
17
Stifel Financial
Missouri
$6.83M +$5.17M +177,946 +340%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$6.34M -$2.14M -73,793 -26%
HCIA
19
Hochman Cole Investment Advisors
Illinois
$5.84M -$115K -3,963 -2%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$5.42M +$5.3M +182,608 New
SB
21
Suntrust Banks
Georgia
$4.96M +$277K +9,534 +6%
MML Investors Services
22
MML Investors Services
Massachusetts
$4.23M -$52.4K -1,804 -1%
HA
23
Hays Advisory
Tennessee
$3.63M +$3.55M +122,450 New
BFEC
24
Benjamin F. Edwards & Company
Missouri
$3.11M -$220K -7,562 -7%
HighTower Advisors
25
HighTower Advisors
Illinois
$3.1M -$2.33M -80,223 -43%

FXO Hedge Fund Activity: Q3 2017 in Review

119 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2017, worth a combined $702M — up 19% from $590M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FXO positions and 8 closed out — a net gain of 10 holders — while 43 added to existing stakes and 45 trimmed.

The largest buyer was Navellier & Associates, opening a new position worth an estimated $21.8M. The largest seller was Bank of America, cutting an estimated $4.84M.

  • 119 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2017, up from 112 in Q2 2017.
  • Funds reported $702M of First Trust Financials AlphaDEX Fund stock for Q3 2017, up 19% quarter-over-quarter.
  • 18 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2017 and 8 closed out, a net change of +10 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2017 was Navellier & Associates, an estimated $21.8M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2017 was Bank of America, an estimated $4.84M sold.

Based on aggregated 13F filings for Q3 2017.