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First Trust Financials AlphaDEX Fund

143 hedge funds and large institutions have $686M invested in First Trust Financials AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 56 increasing their positions, 50 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 50

12% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 17

5% more capital invested

Capital invested by funds: $654M → $686M (+$31.7M)

1% more funds holding

Funds holding: 142143 (+1)

0.63% less ownership

Funds ownership: 55.41%54.78% (-0.63%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
143
Holders Change
+1
Holders Change %
+0.7%
% of All Funds
3.27%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
19
Increased
56
Reduced
50
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$147M +$5.88M +181,868 +4%
Wells Fargo
2
Wells Fargo
California
$105M +$7.42M +229,647 +7%
UBS Group
3
UBS Group
Switzerland
$71M +$75.3K +2,329 +0.1%
Bank of America
4
Bank of America
North Carolina
$54.1M +$1.36M +42,047 +3%
LPL Financial
5
LPL Financial
California
$39M -$874K -27,039 -2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$25.1M -$3.06M -94,540 -11%
NA
7
Navellier & Associates
Nevada
$22.2M +$436K +13,493 +2%
RJA
8
Raymond James & Associates
Florida
$16M -$3.62M -112,084 -18%
Ameriprise
9
Ameriprise
Minnesota
$15.3M +$1.87M +57,709 +14%
AG
10
Advisor Group
Arizona
$12.6M +$2.95M +91,179 +30%
FI
11
FormulaFolio Investments
Michigan
$10.6M -$2.26M -69,775 -17%
CS
12
Credit Suisse
Switzerland
$8.56M -$684K -21,175 -7%
SB
13
Suntrust Banks
Georgia
$8.02M +$117K +3,617 +1%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$7.96M -$1.06M -32,888 -12%
CCA
15
Clearwater Capital Advisors
Illinois
$7.51M -$107K -3,303 -1%
Stifel Financial
16
Stifel Financial
Missouri
$6.82M +$5.6M +173,384 +434%
HCIA
17
Hochman Cole Investment Advisors
Illinois
$6.35M -$16.5K -511 -0.3%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$6.15M +$4.21M +130,304 +210%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$5.99M -$158K -4,879 -3%
MML Investors Services
20
MML Investors Services
Massachusetts
$5.49M +$764K +23,634 +16%
BTS
21
BB&T Securities
Virginia
$5.24M +$1.64M +50,657 +45%
SAM
22
Shamrock Asset Management
Texas
$4.46M -$435K -13,475 -9%
Jane Street
23
Jane Street
New York
$3.6M +$3.64M +112,570 New
VCM
24
Virtue Capital Management
Tennessee
$3.54M +$1.46M +45,257 +69%
FEG
25
Financial Enhancement Group
Indiana
$3.51M +$301K +9,309 +9%

FXO Hedge Fund Activity: Q3 2018 in Review

143 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q3 2018, worth a combined $686M — up 4.8% from $654M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FXO positions and 17 closed out — a net gain of 2 holders — while 56 added to existing stakes and 50 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.42M. The largest seller was Envestnet Asset Management, cutting an estimated $7.12M.

  • 143 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q3 2018, up from 142 in Q2 2018.
  • Funds reported $686M of First Trust Financials AlphaDEX Fund stock for Q3 2018, up 4.8% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q3 2018 and 17 closed out, a net change of +2 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q3 2018 was Wells Fargo, an estimated $7.42M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q3 2018 was Envestnet Asset Management, an estimated $7.12M sold.

Based on aggregated 13F filings for Q3 2018.