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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

79 hedge funds and large institutions have $448M invested in First Trust Financials AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 29 reducing their positions, and 18 closing their positions.

Holders
79
Holders Change
-7
Holders Change %
-8.14%
% of All Funds
2.11%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
13
Increased
28
Reduced
29
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AIM
1
Astor Investment Management
Illinois
$33.4M
2
UCFA
2
United Capital Financial Advisors
Texas
$7.96M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$15.6M
4
ACM
4
Aviance Capital Management
Florida
$6.97M
5
SG Americas Securities
5
SG Americas Securities
New York
$2.35M

Top Sellers

1
FSIM
1
F-Squared Investment Management
Massachusetts
$0
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
BTS
3
BB&T Securities
Virginia
$27.1M
4
Wells Fargo
4
Wells Fargo
California
$55.4M
5
Goldman Sachs
5
Goldman Sachs
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$95.9M 4,060,591 -166,487 -4%
Wells Fargo
2
Wells Fargo
California
$55.4M 2,344,757 -681,887 -23%
Bank of America
3
Bank of America
North Carolina
$40.7M 1,721,884 -288,022 -14%
UBS Group
4
UBS Group
Switzerland
$35M 1,479,913 -381,949 -21%
AIM
5
Astor Investment Management
Illinois
$33.4M 1,414,083 +450,412 +47%
BFA
6
Beaumont Financial Advisors
Massachusetts
$32.3M 1,367,403 +69,502 +5%
BTS
7
BB&T Securities
Virginia
$27.1M 114,669 -161,205 -58%
RJA
8
Raymond James & Associates
Florida
$16.6M 702,709 -39,549 -5%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$15.6M 658,786 +296,779 +82%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$12.8M 541,113 +13,471 +3%
LPL Financial
11
LPL Financial
California
$11.2M 475,564 -86,694 -15%
UCFA
12
United Capital Financial Advisors
Texas
$7.96M 338,627 +338,627 New
BUB
13
BBVA USA Bancshares
Texas
$7.95M 336,426 -11,386 -3%
ACM
14
Aviance Capital Management
Florida
$6.97M 295,000 +225,899 +327%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$4.71M 199,287 -7,164 -3%
SAM
16
SignalPoint Asset Management
Missouri
$4.35M 184,046 +86,375 +88%
Stifel Financial
17
Stifel Financial
Missouri
$3.68M 155,880 -158,587 -50%
ONB
18
Old National Bancorp
Indiana
$3.5M 148,192 -15,016 -9%
SG Americas Securities
19
SG Americas Securities
New York
$2.35M 99,320 +99,320 New
FAAS
20
First Allied Advisory Services
California
$2.16M 91,251 +7,902 +9%
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
$2.1M 89,077 +27,342 +44%
MAA
22
Managed Account Advisors
New Jersey
$2.06M 87,213 +87,213 New
HR
23
Howe & Rusling
New York
$2.06M 87,190 -2,457 -3%
NA
24
Navellier & Associates
Nevada
$2.01M 85,235 +9,311 +12%
AIG
25
American International Group
New York
$1.69M 71,366 -37,227 -34%
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