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First Trust Financials AlphaDEX Fund

92 hedge funds and large institutions have $444M invested in First Trust Financials AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 30 increasing their positions, 41 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

2% more funds holding

Funds holding: 9092 (+2)

3% less capital invested

Capital invested by funds: $459M → $444M (-$14.5M)

4.75% less ownership

Funds ownership: 64.1%59.35% (-4.7%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

27% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 41

Holders
92
Holders Change
+2
Holders Change %
+2.22%
% of All Funds
2.45%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
14
Increased
30
Reduced
41
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$97M -$4.61M -199,235 -5%
Wells Fargo
2
Wells Fargo
California
$76.5M -$1.25M -53,808 -2%
UBS Group
3
UBS Group
Switzerland
$47M +$938K +40,509 +2%
Bank of America
4
Bank of America
North Carolina
$34.3M +$2.59M +111,992 +8%
Goldman Sachs
5
Goldman Sachs
New York
$33.9M +$471K +20,346 +1%
AIM
6
Astor Investment Management
Illinois
$24.4M -$3.84M -165,724 -14%
ACM
7
Aviance Capital Management
Florida
$9.76M -$2.11M -91,290 -18%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$9.61M -$5.69M -245,602 -37%
LPL Financial
9
LPL Financial
California
$9.58M -$10.3M -444,079 -51%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$9.35M -$258K -11,160 -3%
BCI
11
Brinker Capital Investments
Pennsylvania
$8.39M +$8.41M +363,000 New
Ameriprise
12
Ameriprise
Minnesota
$7.9M +$610K +26,346 +8%
UCFA
13
United Capital Financial Advisors
Texas
$6.63M -$861K -37,189 -11%
SAM
14
SignalPoint Asset Management
Missouri
$5.31M -$361K -15,600 -6%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$5.02M +$3.25M +140,196 +182%
HCIA
16
Hochman Cole Investment Advisors
Illinois
$4.28M -$78.2K -3,379 -2%
RJA
17
Raymond James & Associates
Florida
$3.93M -$1.75M -75,366 -31%
AG
18
Advisor Group
Arizona
$3.62M +$3.63M +156,880 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$3.54M +$1.12M +48,380 +46%
TRCT
20
Tower Research Capital (TRC)
New York
$2.8M +$312K +13,455 +13%
IAS
21
IMA Advisory Services
Colorado
$2.3M -$143K -6,180 -6%
Jane Street
22
Jane Street
New York
$2.28M +$1.47M +63,328 +179%
HR
23
Howe & Rusling
New York
$2.11M -$718 -31 -0%
CAN
24
Cetera Advisor Networks
California
$1.93M -$75.5K -3,259 -4%
SB
25
Suntrust Banks
Georgia
$1.8M +$633K +27,350 +54%

FXO Hedge Fund Activity: Q2 2016 in Review

92 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2016, worth a combined $444M — down 3.2% from $459M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FXO positions and 11 closed out — a net gain of 3 holders — while 30 added to existing stakes and 41 trimmed.

The largest buyer was Brinker Capital Investments, opening a new position worth an estimated $8.41M. The largest seller was LPL Financial, cutting an estimated $10.3M.

  • 92 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2016, up from 90 in Q1 2016.
  • Funds reported $444M of First Trust Financials AlphaDEX Fund stock for Q2 2016, down 3.2% quarter-over-quarter.
  • 14 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2016 and 11 closed out, a net change of +3 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2016 was Brinker Capital Investments, an estimated $8.41M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2016 was LPL Financial, an estimated $10.3M sold.

Based on aggregated 13F filings for Q2 2016.