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First Trust Financials AlphaDEX Fund

88 hedge funds and large institutions have $556M invested in First Trust Financials AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 32 increasing their positions, 30 reducing their positions, and 15 closing their positions.

Holders
88
Holders Change
-2
Holders Change %
-2.22%
% of All Funds
2.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
16
Increased
32
Reduced
30
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$134M 5,971,428 +366,027 +7%
Wells Fargo
2
Wells Fargo
California
$95.4M 4,249,407 +396,014 +10%
UBS Group
3
UBS Group
Switzerland
$44.7M 1,991,989 -229,196 -10%
Bank of America
4
Bank of America
North Carolina
$40.2M 1,791,903 +115,940 +7%
AIM
5
Astor Investment Management
Illinois
$37.4M 1,666,145 +50,472 +3%
Goldman Sachs
6
Goldman Sachs
New York
$23.4M 1,043,654 +944,626 +954%
CI
7
Cavalier Investments
Georgia
$20.2M 901,627 +901,627 New
LPL Financial
8
LPL Financial
California
$15.2M 661,647 +25,714 +4%
ACM
9
Aviance Capital Management
Florida
$14.9M 664,977 +664,977 New
BFA
10
Beaumont Financial Advisors
Massachusetts
$12.7M 536,261
RJA
11
Raymond James & Associates
Florida
$11.1M 492,827 -57,329 -10%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$11M 487,990 -328,190 -40%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$8.82M 393,014 -455,892 -54%
UCFA
14
United Capital Financial Advisors
Texas
$7.06M 314,580 -7,713 -2%
CS
15
Credit Suisse
Switzerland
$5.92M 263,506 +263,506 New
Stifel Financial
16
Stifel Financial
Missouri
$5.22M 232,275 -145,640 -39%
BTS
17
BB&T Securities
Virginia
$5.03M 223,970 -96,673 -30%
Ameriprise
18
Ameriprise
Minnesota
$4.5M 200,273 +19,724 +11%
VF
19
Virtu Financial
New York
$4.29M 190,915 +190,915 New
SAM
20
SignalPoint Asset Management
Missouri
$4.06M 180,884 -3,162 -2%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$3.88M 172,977 +12,042 +7%
JPMorgan Chase & Co
22
JPMorgan Chase & Co
New York
$3.83M 170,585 +895 +0.5%
Citadel Advisors
23
Citadel Advisors
Florida
$3.24M 144,179 +144,179 New
RJFSA
24
Raymond James Financial Services Advisors
Florida
$3.21M 142,857 +114,425 +402%
TRCT
25
Tower Research Capital (TRC)
New York
$2.64M 117,425 +117,425 New