Aviance Capital Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Aviance Capital Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-366,473	Closed	-$8.9M	–	239
2016 Q3	$8.9M	Sell	366,473 -55,435	-13%	-$1.33M	0.25%	93
2016 Q2	$9.76M	Sell	421,908 -91,290	-18%	-$2.11M	0.29%	79
2016 Q1	$11.6M	Sell	513,198 -245,374	-32%	-$5.27M	0.38%	65
2015 Q4	$17.6M	Buy	758,572 +93,595	+14%	+$2.21M	0.58%	43
2015 Q3	$14.9M	Buy	+664,977	New	+$15.7M	0.52%	51
2015 Q2	–	Sell	-295,000	Closed	-$6.97M	–	114
2015 Q1	$6.97M	Buy	295,000 +225,899	+327%	+$5.25M	0.26%	74
2014 Q4	$1.61M	Buy	+69,101	New	+$1.56M	0.06%	152

Other funds holding FXO

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Aviance Capital Management's FXO Position: Q4 2016 in Review

Aviance Capital Management sold out of First Trust Financials AlphaDEX Fund (FXO) in Q4 2016, closing a stake of 366,473 shares — an estimated $8.9M sold.

Aviance Capital Management first reported a position in FXO in Q4 2014 and held it in 7 quarters. The position peaked at $17.6M in Q4 2015. 104 funds tracked by Wall St. Rank hold FXO as of Q4 2016.

Aviance Capital Management reported no remaining First Trust Financials AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Aviance Capital Management sold 366,473 First Trust Financials AlphaDEX Fund shares in Q4 2016, an estimated $8.9M.
Aviance Capital Management first reported a position in First Trust Financials AlphaDEX Fund in Q4 2014 and held it in 7 quarters.
Aviance Capital Management's First Trust Financials AlphaDEX Fund position peaked at $17.6M in Q4 2015.
104 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q4 2016.

Based on Aviance Capital Management's 13F filing for Q4 2016, filed 14 Feb 2017.