FXO icon

First Trust Financials AlphaDEX Fund

97 hedge funds and large institutions have $476M invested in First Trust Financials AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 36 increasing their positions, 39 reducing their positions, and 7 closing their positions.

Holders
97
Holders Change
+5
Holders Change %
+5.43%
% of All Funds
2.59%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
14
Increased
36
Reduced
39
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$94.7M 3,895,426 +588,545 +18%
Morgan Stanley
2
Morgan Stanley
New York
$92.7M 3,813,659 -379,793 -9%
UBS Group
3
UBS Group
Switzerland
$47.8M 1,967,921 -63,691 -3%
Goldman Sachs
4
Goldman Sachs
New York
$32.2M 1,323,521 -143,967 -10%
Bank of America
5
Bank of America
North Carolina
$32.2M 1,323,199 -160,615 -11%
AIM
6
Astor Investment Management
Illinois
$25.9M 1,066,715 +12,168 +1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$11.5M 471,928 +56,401 +14%
BCI
8
Brinker Capital Investments
Pennsylvania
$10.5M 431,000 +68,000 +19%
LPL Financial
9
LPL Financial
California
$9.47M 391,289 -29,658 -7%
Ameriprise
10
Ameriprise
Minnesota
$9.37M 385,560 +45,286 +13%
ACM
11
Aviance Capital Management
Florida
$8.91M 366,473 -55,435 -13%
SAM
12
SignalPoint Asset Management
Missouri
$7.71M 317,398 +87,708 +38%
CCA
13
Clearwater Capital Advisors
Illinois
$6.18M 255,111 +210,804 +476%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$6.17M 253,989 -150,283 -37%
UCFA
15
United Capital Financial Advisors
Texas
$6.16M 253,393 -35,044 -12%
SPL
16
Smart Portfolios LLC
Washington
$5.01M 206,135 +206,135 New
HCIA
17
Hochman Cole Investment Advisors
Illinois
$4.89M 201,344 +16,182 +9%
RJA
18
Raymond James & Associates
Florida
$4.87M 200,408 +30,601 +18%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$4.06M 166,975 +121,459 +267%
AG
20
Advisor Group
Arizona
$3.84M 158,167 +1,287 +0.8%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$3.59M 147,693 +147,693 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$3.45M 141,798 -11,451 -7%
BFA
23
Beaumont Financial Advisors
Massachusetts
$2.96M 121,595 +121,595 New
IAS
24
IMA Advisory Services
Colorado
$2.44M 100,305 +640 +0.6%
HR
25
Howe & Rusling
New York
$2.27M 93,462 +2,129 +2%