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First Trust Financials AlphaDEX Fund

174 hedge funds and large institutions have $1.46B invested in First Trust Financials AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 64 increasing their positions, 54 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
174
Holders Change
+19
Holders Change %
+12.26%
% of All Funds
3.44%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.08%
New
36
Increased
64
Reduced
54
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
First Trust Advisors
1
First Trust Advisors
Illinois
$582M +$10.8M +322,403 +2%
Morgan Stanley
2
Morgan Stanley
New York
$176M +$4.51M +134,511 +3%
Wells Fargo
3
Wells Fargo
California
$152M +$5.74M +171,405 +4%
Bank of America
4
Bank of America
North Carolina
$76.2M +$2.39M +71,396 +3%
UBS Group
5
UBS Group
Switzerland
$74.4M -$1.24M -36,908 -2%
LPL Financial
6
LPL Financial
California
$35.4M +$1.11M +33,271 +3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$31.8M +$4.2M +125,345 +15%
RJA
8
Raymond James & Associates
Florida
$29.4M +$613K +18,300 +2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$19.6M +$945K +28,187 +5%
NC
10
NewSquare Capital
Pennsylvania
$18.4M +$1.35M +40,175 +8%
MML Investors Services
11
MML Investors Services
Massachusetts
$15.1M -$790K -23,568 -5%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$14.7M +$784K +23,411 +6%
Truist Financial
13
Truist Financial
North Carolina
$14.2M +$14.2M +422,633 New
Ameriprise
14
Ameriprise
Minnesota
$13.6M +$320K +9,549 +2%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$11.2M +$501K +14,945 +5%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$10.2M -$514K -15,340 -5%
BFEC
17
Benjamin F. Edwards & Company
Missouri
$9.92M +$1.42M +42,418 +17%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$8.66M +$4.08M +121,638 +89%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$8.64M +$62.6K +1,868 +0.7%
NA
20
NewEdge Advisors
Louisiana
$7.31M +$223K +6,660 +3%
GA
21
Gateway Advisory
New Jersey
$6.96M +$3.46M +103,176 +99%
HCIA
22
Hochman Cole Investment Advisors
Illinois
$6.31M -$322K -9,624 -5%
VBFG
23
Vishria Bird Financial Group
Tennessee
$6.25M +$4.95M +88,988 +382%
ODG
24
O'Dell Group
Ohio
$5.75M +$407K +12,152 +8%
PFS
25
Prospera Financial Services
Texas
$4.49M -$93.1K -2,779 -2%