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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

66 hedge funds and large institutions have $755M invested in First Trust Financials AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 40 increasing their positions, 7 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
1.91%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
12
Increased
40
Reduced
7
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
+$151M
2
BTS
BB&T Securities
Virginia
+$27.4M
3
PPA
Parametric Portfolio Associates
Washington
+$19.8M
4
BFA
Beaumont Financial Advisors
Massachusetts
+$10.5M
5
Wells Fargo
Wells Fargo
California
+$9.3M

Top Sellers

1
CM
Churchill Management
California
-$7.92M
2
HR
Howe & Rusling
New York
-$1.77M
3
FA
FDx Advisors
Illinois
-$1.73M
4
U
UBS
Switzerland
-$1.7M
5
CK
Carnick & Kubik
Colorado
-$764K
Name Holding Trade Value Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$294M +$151M +6,931,501 +106%
Morgan Stanley
2
Morgan Stanley
New York
$78.3M +$8.65M +396,242 +12%
BTS
3
BB&T Securities
Virginia
$63.3M +$27.4M +125,394 +76%
Wells Fargo
4
Wells Fargo
California
$55.5M +$9.3M +425,839 +20%
PPA
5
Parametric Portfolio Associates
Washington
$43.6M +$19.8M +906,619 +83%
Bank of America
6
Bank of America
North Carolina
$33.5M +$9.14M +418,579 +38%
U
7
UBS
Switzerland
$25.2M -$1.7M -77,982 -6%
BFA
8
Beaumont Financial Advisors
Massachusetts
$23.9M +$10.5M +480,958 +78%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$14.3M +$2.31M +105,592 +19%
PI
10
Placemark Investments
Illinois
$13.9M +$7.36M +337,130 +113%
PWAG
11
Polaris Wealth Advisory Group
California
$12M +$267K +12,236 +2%
Goldman Sachs
12
Goldman Sachs
New York
$11.7M +$4.77M +218,338 +69%
LPL Financial
13
LPL Financial
California
$11.1M +$5.39M +246,928 +95%
RJA
14
Raymond James & Associates
Florida
$8.49M +$1.72M +79,011 +25%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$8.34M +$3.59M +164,455 +76%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$8.11M +$4.01M +183,759 +98%
BUB
17
BBVA USA Bancshares
Texas
$8.03M +$430K +19,691 +6%
TT
18
Tower Trust
Indiana
$4.68M +$77K +3,529 +2%
LI
19
LVZ Inc
Michigan
$3.75M +$180K +8,234 +5%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$3.52M +$1.43M +65,404 +68%
HighTower Advisors
21
HighTower Advisors
Illinois
$3.46M +$806K +36,904 +30%
BRWM
22
B. Riley Wealth Management
Tennessee
$2.85M +$2.85M +130,590 New
Citigroup
23
Citigroup
New York
$2.33M +$13.6K +622 +0.6%
SAM
24
SignalPoint Asset Management
Missouri
$2.16M +$136K +6,246 +7%
FA
25
FDx Advisors
Illinois
$1.94M -$1.73M -79,416 -47%
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