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First Trust Financials AlphaDEX Fund

52 hedge funds and large institutions have $332M invested in First Trust Financials AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 27 increasing their positions, 11 reducing their positions, and 8 closing their positions.

Holders
52
Holders Change
Holders Change %
0%
% of All Funds
1.69%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
9
Increased
27
Reduced
11
Closed
8
Calls
$8K
Puts
Net Calls
+$8K
Net Calls Change
+$8K
Name Market Value Shares Shares
Change
Shares
Change %
NA
1
Navellier & Associates
Nevada
$59.1M 2,988,594 +2,796,462 +1,455%
Morgan Stanley
2
Morgan Stanley
New York
$51.6M 2,611,878 +568,915 +28%
Wells Fargo
3
Wells Fargo
California
$39.4M 1,994,119 +147,225 +8%
FSIM
4
F-Squared Investment Management
Massachusetts
$27.6M 1,396,739 +1,396,739 New
BTS
5
BB&T Securities
Virginia
$26.8M 135,449 +71,393 +111%
PPA
6
Parametric Portfolio Associates
Washington
$18.7M 948,017 +291,710 +44%
Bank of America
7
Bank of America
North Carolina
$15M 758,925 +28,594 +4%
PWAG
8
Polaris Wealth Advisory Group
California
$10M 506,200 +506,200 New
U
9
UBS
Switzerland
$9.86M 498,929 +19,849 +4%
BFA
10
Beaumont Financial Advisors
Massachusetts
$9.38M 474,751 +154,296 +48%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$9.03M 457,085 +42,690 +10%
SG Americas Securities
12
SG Americas Securities
New York
$7.29M 368,763 +368,763 New
BUB
13
BBVA USA Bancshares
Texas
$6.35M 321,418 +7,146 +2%
PI
14
Placemark Investments
Illinois
$4.88M 246,656 +66,529 +37%
RJA
15
Raymond James & Associates
Florida
$4.18M 211,649 +62,949 +42%
LPL Financial
16
LPL Financial
California
$4.17M 206,651 +67,908 +49%
TT
17
Tower Trust
Indiana
$4.04M 204,490 -10,447 -5%
HighTower Advisors
18
HighTower Advisors
Illinois
$2.85M 144,193 +18,177 +14%
FA
19
FDx Advisors
Illinois
$2.8M 141,804 +33,952 +31%
Citigroup
20
Citigroup
New York
$1.99M 100,890 -100,000 -50%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.69M 85,750 +85,750 New
SNC
22
Stifel Nicolaus & Co
Missouri
$1.64M 82,984 -43,771 -35%
OC
23
Oppenheimer & Co
New York
$1.35M 68,449 -3,261 -5%
JPMorgan Chase & Co
24
JPMorgan Chase & Co
New York
$1.3M 66,013 +6,271 +10%
HR
25
Howe & Rusling
New York
$1.27M 64,065 -11,415 -15%