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First Trust Financials AlphaDEX Fund

128 hedge funds and large institutions have $389M invested in First Trust Financials AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 37 increasing their positions, 38 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 10

56% more capital invested

Capital invested by funds: $250M → $389M (+$139M)

16% more funds holding

Funds holding: 110128 (+18)

5.92% more ownership

Funds ownership: 51.77%57.68% (+5.9%)

3% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 38

Holders
128
Holders Change
+18
Holders Change %
+16.36%
% of All Funds
2.27%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
30
Increased
37
Reduced
38
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$95.9M +$986K +32,214 +1%
Wells Fargo
2
Wells Fargo
California
$49.7M +$1.02M +33,418 +2%
LPL Financial
3
LPL Financial
California
$30.8M +$1.28M +41,741 +5%
Bank of America
4
Bank of America
North Carolina
$23.5M +$93.2K +3,044 +0.4%
UBS Group
5
UBS Group
Switzerland
$19.8M -$433K -14,142 -2%
BCI
6
Brinker Capital Investments
Pennsylvania
$17.9M +$6.12M +200,000 +62%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$15.9M +$8.33M +272,008 +142%
Truist Financial
8
Truist Financial
North Carolina
$10.5M +$557K +18,197 +6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$9.36M -$399K -13,033 -5%
IPW
10
IronBridge Private Wealth
Texas
$7.13M +$6.37M +208,018 New
RJA
11
Raymond James & Associates
Florida
$6.43M -$614K -20,053 -10%
NA
12
Navellier & Associates
Nevada
$6.29M +$5.62M +183,537 New
FEG
13
Financial Enhancement Group
Indiana
$6.17M +$5.5M +179,683 +88,952%
FEM
14
Fulcrum Equity Management
Texas
$5.82M +$5.2M +169,761 New
PFS
15
Prospera Financial Services
Texas
$5.72M +$5.11M +166,830 New
Goldman Sachs
16
Goldman Sachs
New York
$4.92M +$1.87M +61,044 +74%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$4.8M -$552K -18,047 -11%
KPWS
18
Kestra Private Wealth Services
Texas
$4.24M +$3.82M +124,668 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$4.05M -$925K -30,219 -20%
Ameriprise
20
Ameriprise
Minnesota
$3.5M +$1.8M +58,908 +137%
MML Investors Services
21
MML Investors Services
Massachusetts
$3.33M +$12.7K +414 +0.4%
Osaic Holdings
22
Osaic Holdings
Arizona
$3.04M -$851K -27,807 -24%
HighTower Advisors
23
HighTower Advisors
Illinois
$2.91M -$505K -16,507 -16%
BAM
24
Bellevue Asset Management
Washington
$2.7M +$301K +9,849 +15%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$2.35M +$1M +32,821 +92%

FXO Hedge Fund Activity: Q4 2020 in Review

128 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2020, worth a combined $389M — up 56% from $250M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new FXO positions and 10 closed out — a net gain of 20 holders — while 37 added to existing stakes and 38 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $8.33M. The largest seller was Tower Research Capital (TRC), exiting entirely with an estimated $3.62M sold.

  • 128 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2020, up from 110 in Q3 2020.
  • Funds reported $389M of First Trust Financials AlphaDEX Fund stock for Q4 2020, up 56% quarter-over-quarter.
  • 30 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2020 and 10 closed out, a net change of +20 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2020 was Raymond James Financial Services Advisors, an estimated $8.33M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2020 was Tower Research Capital (TRC), an estimated $3.62M sold.

Based on aggregated 13F filings for Q4 2020.