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First Trust Financials AlphaDEX Fund

140 hedge funds and large institutions have $683M invested in First Trust Financials AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 55 increasing their positions, 42 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
140
Holders Change
+8
Holders Change %
+6.06%
% of All Funds
3.21%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
23
Increased
55
Reduced
42
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$152M +$8.64M +278,352 +6%
Wells Fargo
2
Wells Fargo
California
$107M +$15.6M +502,046 +17%
UBS Group
3
UBS Group
Switzerland
$75.1M +$8.93M +287,715 +13%
Bank of America
4
Bank of America
North Carolina
$51.8M -$5.54M -178,383 -10%
LPL Financial
5
LPL Financial
California
$35.6M +$5.58M +179,903 +19%
RJA
6
Raymond James & Associates
Florida
$21.6M +$1.36M +43,786 +7%
NA
7
Navellier & Associates
Nevada
$20.6M +$12.6M +405,164 +157%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$19.2M +$2.29M +73,653 +14%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$14.8M +$3.57M +114,958 +32%
Ameriprise
10
Ameriprise
Minnesota
$12.7M -$19.5M -627,410 -61%
FI
11
FormulaFolio Investments
Michigan
$11.4M +$1.27M +40,833 +12%
AG
12
Advisor Group
Arizona
$9.4M -$155K -5,005 -2%
CS
13
Credit Suisse
Switzerland
$7.49M -$3.76M -121,151 -33%
CCA
14
Clearwater Capital Advisors
Illinois
$7.44M -$259K -8,329 -3%
Stifel Financial
15
Stifel Financial
Missouri
$6.92M +$5.53M +178,197 +398%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$6.82M -$163K -5,268 -2%
SB
17
Suntrust Banks
Georgia
$6.77M +$576K +18,553 +9%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$6.76M +$6.46K +208 +0.1%
HCIA
19
Hochman Cole Investment Advisors
Illinois
$6.16M -$35.4K -1,139 -0.6%
SAM
20
Shamrock Asset Management
Texas
$4.91M -$691K -21,557 -12%
MIAN
21
Mariner Independent Advisor Network
Kansas
$4.63M +$2.86M +92,181 +161%
MML Investors Services
22
MML Investors Services
Massachusetts
$4.49M +$76.8K +2,474 +2%
AA
23
Advisory Alpha
Michigan
$4.15M -$1.25M -39,522 -23%
BTS
24
BB&T Securities
Virginia
$3.75M -$12.2M -392,423 -76%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$3.16M -$210K -6,773 -6%