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First Trust Financials AlphaDEX Fund

140 hedge funds and large institutions have $683M invested in First Trust Financials AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 23 funds opening new positions, 55 increasing their positions, 42 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

77% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 13

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

31% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 42

6% more funds holding

Funds holding: 132140 (+8)

4% more capital invested

Capital invested by funds: $656M → $683M (+$27.9M)

0.04% more ownership

Funds ownership: 56.55%56.59% (+0.04%)

Holders
140
Holders Change
+8
Holders Change %
+6.06%
% of All Funds
3.21%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
23
Increased
55
Reduced
42
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$152M +$8.81M +278,352 +6%
Wells Fargo
2
Wells Fargo
California
$107M +$15.9M +502,046 +17%
UBS Group
3
UBS Group
Switzerland
$75.1M +$9.1M +287,715 +13%
Bank of America
4
Bank of America
North Carolina
$51.8M -$5.64M -178,383 -10%
LPL Financial
5
LPL Financial
California
$35.6M +$5.69M +179,903 +19%
RJA
6
Raymond James & Associates
Florida
$21.6M +$1.39M +43,786 +7%
NA
7
Navellier & Associates
Nevada
$20.6M +$12.8M +405,164 +157%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$19.2M +$2.33M +73,653 +14%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$14.8M +$3.64M +114,958 +32%
Ameriprise
10
Ameriprise
Minnesota
$12.7M -$19.8M -627,410 -61%
FI
11
FormulaFolio Investments
Michigan
$11.4M +$1.29M +40,833 +12%
AG
12
Advisor Group
Arizona
$9.4M -$158K -5,005 -2%
CS
13
Credit Suisse
Switzerland
$7.49M -$3.83M -121,151 -33%
CCA
14
Clearwater Capital Advisors
Illinois
$7.43M -$263K -8,329 -3%
Stifel Financial
15
Stifel Financial
Missouri
$6.92M +$5.64M +178,197 +398%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$6.82M -$167K -5,268 -2%
SB
17
Suntrust Banks
Georgia
$6.77M +$587K +18,553 +9%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$6.76M +$6.58K +208 +0.1%
HCIA
19
Hochman Cole Investment Advisors
Illinois
$6.16M -$36K -1,139 -0.6%
SAM
20
Shamrock Asset Management
Texas
$4.91M -$682K -21,557 -12%
MIAN
21
Mariner Independent Advisor Network
Kansas
$4.63M +$2.92M +92,181 +161%
MML Investors Services
22
MML Investors Services
Massachusetts
$4.49M +$78.3K +2,474 +2%
AA
23
Advisory Alpha
Michigan
$4.15M -$1.25M -39,522 -23%
BTS
24
BB&T Securities
Virginia
$3.75M -$12.4M -392,423 -76%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$3.15M -$214K -6,773 -6%

FXO Hedge Fund Activity: Q1 2018 in Review

140 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q1 2018, worth a combined $683M — up 4.3% from $656M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXO positions and 13 closed out — a net gain of 10 holders — while 55 added to existing stakes and 42 trimmed.

The largest buyer was Wells Fargo, adding an estimated $15.9M. The largest seller was Ameriprise, cutting an estimated $19.8M.

  • 140 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q1 2018, up from 132 in Q4 2017.
  • Funds reported $683M of First Trust Financials AlphaDEX Fund stock for Q1 2018, up 4.3% quarter-over-quarter.
  • 23 funds opened new First Trust Financials AlphaDEX Fund positions in Q1 2018 and 13 closed out, a net change of +10 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q1 2018 was Wells Fargo, an estimated $15.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q1 2018 was Ameriprise, an estimated $19.8M sold.

Based on aggregated 13F filings for Q1 2018.