We are live on ! Find out more
FXO icon

First Trust Financials AlphaDEX Fund

211 hedge funds and large institutions have $1.05B invested in First Trust Financials AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 56 funds opening new positions, 88 increasing their positions, 41 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

273% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 15

115% more repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 41

60% more funds holding in top 10

Funds holding in top 10: 58 (+3)

24% more capital invested

Capital invested by funds: $849M → $1.05B (+$206M)

22% more funds holding

Funds holding: 173211 (+38)

0.26% more ownership

Funds ownership: 62.87%63.13% (+0.26%)

Holders
211
Holders Change
+38
Holders Change %
+21.97%
% of All Funds
3.25%
Holding in Top 10
8
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+60%
% of All Funds
0.12%
New
56
Increased
88
Reduced
41
Closed
15
Calls
$444K
Puts
Net Calls
+$444K
Net Calls Change
+$444K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$214M +$24.9M +532,629 +13%
Wells Fargo
2
Wells Fargo
California
$99M -$7.18M -153,843 -7%
LPL Financial
3
LPL Financial
California
$89.1M +$15.2M +325,889 +20%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$59.1M -$5.68M -121,746 -9%
Bank of America
5
Bank of America
North Carolina
$57.7M +$10.7M +228,696 +22%
UBS Group
6
UBS Group
Switzerland
$42M -$3.26M -69,942 -7%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$28.8M +$20.1M +431,548 +226%
Ameriprise
8
Ameriprise
Minnesota
$26.1M +$3.02M +64,785 +13%
Osaic Holdings
9
Osaic Holdings
Arizona
$20.8M -$2.21M -47,359 -10%
Truist Financial
10
Truist Financial
North Carolina
$20.6M +$822K +17,606 +4%
SFS
11
Searcy Financial Services
Kansas
$18.8M +$9.78M +209,669 +107%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$17.5M +$6.61M +141,617 +60%
RJA
13
Raymond James & Associates
Florida
$16.7M +$1.62M +34,691 +11%
DADC
14
D.A. Davidson & Co
Montana
$15.7M +$296K +6,342 +2%
CCFM
15
Clear Creek Financial Management
Washington
$14.6M +$14.7M +315,418 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$13.5M +$867K +18,577 +7%
EE
17
EWG Elevate
California
$13.3M +$13.5M +288,454 New
Stifel Financial
18
Stifel Financial
Missouri
$11.9M +$2.12M +45,340 +21%
CA
19
Crumly & Associates
Illinois
$10.8M -$2.96M -63,424 -21%
KAS
20
Kestra Advisory Services
Texas
$10.4M +$3.44M +73,729 +49%
AWM
21
AE Wealth Management
Kansas
$10.2M +$2.38M +51,011 +30%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$9.79M -$1.31M -27,984 -12%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$7.76M +$175K +3,747 +2%
RIA
24
Regal Investment Advisors
Michigan
$6.89M +$243K +5,205 +4%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$6.81M +$2.66M +56,969 +63%

FXO Hedge Fund Activity: Q4 2021 in Review

211 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2021, worth a combined $1.05B — up 24% from $849M a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new FXO positions and 15 closed out — a net gain of 41 holders — while 88 added to existing stakes and 41 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.9M. The largest seller was Wells Fargo, cutting an estimated $7.18M.

  • 211 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2021, up from 173 in Q3 2021.
  • Funds reported $1.05B of First Trust Financials AlphaDEX Fund stock for Q4 2021, up 24% quarter-over-quarter.
  • 56 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2021 and 15 closed out, a net change of +41 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $24.9M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $7.18M sold.

Based on aggregated 13F filings for Q4 2021.