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First Trust Financials AlphaDEX Fund

104 hedge funds and large institutions have $610M invested in First Trust Financials AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 45 increasing their positions, 25 reducing their positions, and 15 closing their positions.

Holders
104
Holders Change
+7
Holders Change %
+7.22%
% of All Funds
2.6%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.15%
New
24
Increased
45
Reduced
25
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$119M 4,400,199 +586,540 +15%
Wells Fargo
2
Wells Fargo
California
$99.7M 3,689,134 -206,292 -5%
UBS Group
3
UBS Group
Switzerland
$64.1M 2,371,584 +403,663 +21%
Bank of America
4
Bank of America
North Carolina
$57.7M 2,133,073 +809,874 +61%
Goldman Sachs
5
Goldman Sachs
New York
$37M 1,370,358 +46,837 +4%
Ameriprise
6
Ameriprise
Minnesota
$17.7M 653,546 +267,986 +70%
LPL Financial
7
LPL Financial
California
$16.2M 594,845 +203,556 +52%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12.7M 469,912 -2,016 -0.4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$12.4M 459,517 +317,719 +224%
CS
10
Credit Suisse
Switzerland
$11.9M 439,537 +439,537 New
BCI
11
Brinker Capital Investments
Pennsylvania
$11.7M 431,000
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$8.52M 315,421 +61,432 +24%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$7.85M 290,452 +142,759 +97%
RJA
14
Raymond James & Associates
Florida
$7.55M 279,150 +78,742 +39%
NA
15
Navellier & Associates
Nevada
$7.47M 276,366 +276,366 New
CCA
16
Clearwater Capital Advisors
Illinois
$6.88M 252,936 -2,175 -0.9%
SAM
17
SignalPoint Asset Management
Missouri
$6.4M 236,876 -80,522 -25%
SAM
18
Shamrock Asset Management
Texas
$6.29M 232,797 +232,797 New
SPL
19
Smart Portfolios LLC
Washington
$5.43M 200,713 -5,422 -3%
HCIA
20
Hochman Cole Investment Advisors
Illinois
$5.42M 200,503 -841 -0.4%
SWM
21
Strategic Wealth Management
Washington
$5.26M 194,744 +194,744 New
UCFA
22
United Capital Financial Advisors
Texas
$4.94M 182,896 -70,497 -28%
AG
23
Advisor Group
Arizona
$4.49M 165,919 +7,752 +5%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$4.43M 163,958 -3,017 -2%
BFA
25
Beaumont Financial Advisors
Massachusetts
$4.02M 148,758 +27,163 +22%