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First Trust Financials AlphaDEX Fund

62 hedge funds and large institutions have $488M invested in First Trust Financials AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 33 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
62
Holders Change
+10
Holders Change %
+19.23%
% of All Funds
1.8%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
15
Increased
33
Reduced
9
Closed
4
Calls
$9K
Puts
Net Calls
+$9K
Net Calls Change
+$1K
Name Market Value Shares Shares
Change
Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$142M 6,543,536 +5,146,797 +368%
Morgan Stanley
2
Morgan Stanley
New York
$69.4M 3,191,938 +580,060 +22%
Wells Fargo
3
Wells Fargo
California
$46M 2,114,283 +120,164 +6%
BTS
4
BB&T Securities
Virginia
$35.8M 164,685 +29,236 +22%
U
5
UBS
Switzerland
$26.8M 1,234,293 +735,364 +147%
Bank of America
6
Bank of America
North Carolina
$24.2M 1,114,337 +355,412 +47%
PPA
7
Parametric Portfolio Associates
Washington
$23.7M 1,089,114 +141,097 +15%
BFA
8
Beaumont Financial Advisors
Massachusetts
$13.4M 614,633 +139,882 +29%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$11.9M 547,406 +90,321 +20%
PWAG
10
Polaris Wealth Advisory Group
California
$11.7M 539,523 +33,323 +7%
CM
11
Churchill Management
California
$7.92M 364,392 +364,392 New
BUB
12
BBVA USA Bancshares
Texas
$7.57M 348,137 +26,719 +8%
Goldman Sachs
13
Goldman Sachs
New York
$6.88M 316,608 +284,152 +875%
RJA
14
Raymond James & Associates
Florida
$6.74M 310,047 +98,398 +46%
PI
15
Placemark Investments
Illinois
$6.5M 299,052 +52,396 +21%
LPL Financial
16
LPL Financial
California
$5.66M 260,161 +53,510 +26%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$4.74M 217,613 +193,798 +814%
TT
18
Tower Trust
Indiana
$4.58M 210,746 +6,256 +3%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$4.09M 187,923 +158,948 +549%
LI
20
LVZ Inc
Michigan
$3.56M 163,553 +163,553 New
FA
21
FDx Advisors
Illinois
$3.53M 168,169 +26,365 +19%
HighTower Advisors
22
HighTower Advisors
Illinois
$2.64M 121,356 -22,837 -16%
Citigroup
23
Citigroup
New York
$2.31M 105,903 +5,013 +5%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$2.08M 95,872 +10,122 +12%
SAM
25
SignalPoint Asset Management
Missouri
$2.01M 92,558 +29,320 +46%