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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

117 hedge funds and large institutions have $651M invested in First Trust Financials AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 37 increasing their positions, 48 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
117
Holders Change
+13
Holders Change %
+12.5%
% of All Funds
2.92%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.12%
New
24
Increased
37
Reduced
48
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$12.2M
2
Ameriprise
Ameriprise
Minnesota
+$10.2M
3
RJA
Raymond James & Associates
Florida
+$7.58M
4
AG
Advisor Group
Arizona
+$7.09M
5
HighTower Advisors
HighTower Advisors
Illinois
+$4.67M

Top Sellers

1
CS
Credit Suisse
Switzerland
-$11.9M
2
Wells Fargo
Wells Fargo
California
-$5.77M
3
SAM
SignalPoint Asset Management
Missouri
-$3.15M
4
IUHSA
Itau Unibanco Holding S.A.
Brazil
-$2.86M
5
PFA
Pinnacle Family Advisors
Missouri
-$2.04M
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$134M +$12.2M +439,040 +10%
Wells Fargo
2
Wells Fargo
California
$96.4M -$5.77M -208,436 -6%
UBS Group
3
UBS Group
Switzerland
$65.5M -$178K -6,410 -0.3%
Bank of America
4
Bank of America
North Carolina
$57.4M -$1.69M -61,036 -3%
Goldman Sachs
5
Goldman Sachs
New York
$37.5M -$439K -15,841 -1%
Ameriprise
6
Ameriprise
Minnesota
$28.2M +$10.2M +366,882 +56%
LPL Financial
7
LPL Financial
California
$19.6M +$3.18M +115,516 +19%
RJA
8
Raymond James & Associates
Florida
$15.3M +$7.58M +273,754 +98%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$13.9M +$895K +32,322 +7%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$13.5M +$774K +27,939 +6%
NA
11
Navellier & Associates
Nevada
$12M +$4.38M +158,006 +57%
BCI
12
Brinker Capital Investments
Pennsylvania
$11.9M – – –
AG
13
Advisor Group
Arizona
$11.7M +$7.09M +256,140 +154%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$7.94M -$106K -3,830 -1%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$7.61M -$1.13M -40,783 -13%
CCA
16
Clearwater Capital Advisors
Illinois
$6.89M -$20.1K -736 -0.3%
SAM
17
Shamrock Asset Management
Texas
$5.74M -$712K -25,688 -11%
HCIA
18
Hochman Cole Investment Advisors
Illinois
$5.37M -$181K -6,523 -3%
Stifel Financial
19
Stifel Financial
Missouri
$5.31M +$3.3M +119,053 +164%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.3M +$762K +27,503 +17%
HighTower Advisors
21
HighTower Advisors
Illinois
$5.01M +$4.67M +168,350 +1,371%
SPL
22
Smart Portfolios LLC
Washington
$4.99M -$567K -20,480 -10%
SWM
23
Strategic Wealth Management
Washington
$4.9M -$492K -17,773 -9%
UCFA
24
United Capital Financial Advisors
Texas
$4.05M -$1.01M -36,571 -20%
SB
25
Suntrust Banks
Georgia
$4.04M +$525K +18,963 +15%
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