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First Trust Financials AlphaDEX Fund

175 hedge funds and large institutions have $434M invested in First Trust Financials AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 84 reducing their positions, and 17 closing their positions.

Holders
175
Holders Change
+1
Holders Change %
+0.57%
% of All Funds
2.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
42
Reduced
84
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$80.4M 2,124,596 -192,048 -8%
Wells Fargo
2
Wells Fargo
California
$62.7M 1,657,447 -82,017 -5%
LPL Financial
3
LPL Financial
California
$52.7M 1,392,186 -54,449 -4%
Bank of America
4
Bank of America
North Carolina
$19.3M 509,255 -195,765 -28%
UBS Group
5
UBS Group
Switzerland
$16.5M 435,122 -23,375 -5%
RJA
6
Raymond James & Associates
Florida
$13.4M 353,558 -39,071 -10%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$12.1M 318,612 -47,112 -13%
Ameriprise
8
Ameriprise
Minnesota
$8.65M 228,808 -300,564 -57%
Stifel Financial
9
Stifel Financial
Missouri
$7.8M 206,091 +20,173 +11%
Osaic Holdings
10
Osaic Holdings
Arizona
$6.18M 163,436 -5,674 -3%
KAS
11
Kestra Advisory Services
Texas
$6.06M 160,127 -2,013 -1%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$5.97M 157,872 -28,911 -15%
RIA
13
Regal Investment Advisors
Michigan
$5.68M 150,219 -21,644 -13%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$5.51M 145,523 -68,528 -32%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$4.59M 121,411 +63,969 +111%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$4.53M 119,772 -3,961 -3%
Truist Financial
17
Truist Financial
North Carolina
$4.43M 117,008 -63,726 -35%
SA
18
SFI Advisors
New Jersey
$4.24M 112,191 +5,044 +5%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$4.13M 109,183 -39,332 -26%
IAA
20
Independent Advisor Alliance
North Carolina
$3.94M 104,083 +1,348 +1%
VAS
21
Vestmark Advisory Solutions
Massachusetts
$3.86M 102,056 +102,056 New
CA
22
Crumly & Associates
Illinois
$3.75M 99,083 -1,588 -2%
IPW
23
IronBridge Private Wealth
Texas
$3.65M 96,560 +96,560 New
TRCT
24
Tower Research Capital (TRC)
New York
$3.65M 96,383 +39,022 +68%
MML Investors Services
25
MML Investors Services
Massachusetts
$3.55M 93,832 +6,758 +8%