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First Trust Financials AlphaDEX Fund

72 hedge funds and large institutions have $636M invested in First Trust Financials AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 31 increasing their positions, 21 reducing their positions, and 7 closing their positions.

Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
2.07%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
14
Increased
31
Reduced
21
Closed
7
Calls
$22K
Puts
$245K
Net Calls
-$223K
Net Calls Change
-$223K
Name Market Value Shares Shares
Change
Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$213M 9,588,463 -3,886,574 -29%
Morgan Stanley
2
Morgan Stanley
New York
$84.4M 3,789,766 +201,586 +6%
Wells Fargo
3
Wells Fargo
California
$59.2M 2,660,657 +120,535 +5%
BTS
4
BB&T Securities
Virginia
$42.1M 188,913 -101,166 -35%
Bank of America
5
Bank of America
North Carolina
$35.1M 1,577,543 +44,627 +3%
PPA
6
Parametric Portfolio Associates
Washington
$29.5M 1,325,226 -670,507 -34%
U
7
UBS
Switzerland
$26.2M 1,177,328 +21,017 +2%
BFA
8
Beaumont Financial Advisors
Massachusetts
$22.8M 1,025,585 -70,006 -6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$13.2M 592,673 -60,325 -9%
AIM
10
Astor Investment Management
Illinois
$12.4M 558,885 +503,148 +903%
LPL Financial
11
LPL Financial
California
$11.8M 528,708 +21,619 +4%
PI
12
Placemark Investments
Illinois
$9.45M 424,363 -211,819 -33%
RJA
13
Raymond James & Associates
Florida
$8.76M 393,562 +4,504 +1%
BUB
14
BBVA USA Bancshares
Texas
$8.64M 388,246 +20,418 +6%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$7.6M 341,220 -30,462 -8%
Stifel Financial
16
Stifel Financial
Missouri
$5.1M 229,092 +157,643 +221%
ONB
17
Old National Bancorp
Indiana
$4.75M 213,369 +213,369 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$4.15M 186,477 +25,201 +16%
Goldman Sachs
19
Goldman Sachs
New York
$3.87M 174,011 -360,935 -67%
SG Americas Securities
20
SG Americas Securities
New York
$3.64M 163,415 +163,415 New
CS
21
Credit Suisse
Switzerland
$3.39M 152,352 +102,021 +203%
HighTower Advisors
22
HighTower Advisors
Illinois
$3.19M 143,214 -15,046 -10%
SAM
23
SignalPoint Asset Management
Missouri
$2.15M 96,558 -2,246 -2%
BRWM
24
B. Riley Wealth Management
Tennessee
$2.07M 93,151 -37,439 -29%
HR
25
Howe & Rusling
New York
$1.92M 86,133 +86,133 New