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First Trust Financials AlphaDEX Fund

199 hedge funds and large institutions have $999M invested in First Trust Financials AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 81 increasing their positions, 69 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 69

2.08% more ownership

Funds ownership: 63.13%65.2% (+2.1%)

5% less capital invested

Capital invested by funds: $1.05B → $999M (-$55.5M)

6% less funds holding

Funds holding: 211199 (-12)

32% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 28

63% less funds holding in top 10

Funds holding in top 10: 83 (-5)

Holders
199
Holders Change
-12
Holders Change %
-5.69%
% of All Funds
3.14%
Holding in Top 10
3
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-62.5%
% of All Funds
0.05%
New
19
Increased
81
Reduced
69
Closed
28
Calls
$459K
Puts
Net Calls
+$459K
Net Calls Change
+$15K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$213M +$372K +8,064 +0.2%
Wells Fargo
2
Wells Fargo
California
$112M +$14M +304,186 +14%
LPL Financial
3
LPL Financial
California
$99.2M +$10.9M +237,264 +12%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$73.3M +$14.7M +319,753 +25%
UBS Group
5
UBS Group
Switzerland
$63.6M +$22M +476,928 +52%
Bank of America
6
Bank of America
North Carolina
$46.8M -$10.5M -228,642 -18%
Osaic Holdings
7
Osaic Holdings
Arizona
$30.8M +$4.34M +94,219 +21%
RJA
8
Raymond James & Associates
Florida
$19.6M +$3.03M +65,827 +18%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$19.1M -$9.51M -206,205 -33%
Ameriprise
10
Ameriprise
Minnesota
$17.2M -$8.8M -190,778 -34%
Truist Financial
11
Truist Financial
North Carolina
$15.6M -$4.83M -104,709 -24%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$12.9M -$498K -10,803 -4%
KAS
13
Kestra Advisory Services
Texas
$12.7M +$2.41M +52,302 +23%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$12M +$2.28M +49,492 +23%
Stifel Financial
15
Stifel Financial
Missouri
$11.4M -$393K -8,517 -3%
SFS
16
Searcy Financial Services
Kansas
$9.77M -$8.9M -192,977 -48%
PAG
17
Private Advisor Group
New Jersey
$8.38M +$7.15M +155,126 +565%
Goldman Sachs
18
Goldman Sachs
New York
$7.37M +$3.51M +76,038 +90%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$7.29M -$409K -8,879 -5%
RIA
20
Regal Investment Advisors
Michigan
$6.71M -$132K -2,858 -2%
NA
21
Navellier & Associates
Nevada
$5.85M +$107K +2,326 +2%
PFS
22
Prospera Financial Services
Texas
$5.8M -$675K -14,644 -10%
GIA
23
Gladstone Institutional Advisory
Florida
$5.55M +$4.28M +92,909 +331%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$5.39M -$12M -261,155 -69%
WWM
25
Western Wealth Management
Colorado
$5.1M +$3M +65,161 +142%

FXO Hedge Fund Activity: Q1 2022 in Review

199 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q1 2022, worth a combined $999M — down 5.3% from $1.05B a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of FXO and 19 opened new positions — a net loss of 9 holders — while 69 trimmed existing stakes and 81 added.

The largest buyer was UBS Group, adding an estimated $22M. The largest seller was Clear Creek Financial Management, exiting entirely with an estimated $14.6M sold.

  • 199 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q1 2022, down from 211 in Q4 2021.
  • Funds reported $999M of First Trust Financials AlphaDEX Fund stock for Q1 2022, down 5.3% quarter-over-quarter.
  • 19 funds opened new First Trust Financials AlphaDEX Fund positions in Q1 2022 and 28 closed out, a net change of -9 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q1 2022 was UBS Group, an estimated $22M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q1 2022 was Clear Creek Financial Management, an estimated $14.6M sold.

Based on aggregated 13F filings for Q1 2022.