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First Trust Financials AlphaDEX Fund

116 hedge funds and large institutions have $320M invested in First Trust Financials AlphaDEX Fund in 2020 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 24 increasing their positions, 55 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 56%56.65% (+0.64%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $326M → $320M (-$6.16M)

9% less funds holding

Funds holding: 128116 (-12)

41% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 27

56% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 55

Holders
116
Holders Change
-12
Holders Change %
-9.38%
% of All Funds
2.38%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
16
Increased
24
Reduced
55
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$83.9M -$5.23M -218,112 -6%
Wells Fargo
2
Wells Fargo
California
$43.6M -$13.8M -577,375 -25%
LPL Financial
3
LPL Financial
California
$24M +$381K +15,884 +2%
Bank of America
4
Bank of America
North Carolina
$21.4M -$8.54M -356,044 -30%
UBS Group
5
UBS Group
Switzerland
$19.2M -$15.2M -632,838 -46%
BCI
6
Brinker Capital Investments
Pennsylvania
$8.18M +$7.7M +321,000 New
RJFSA
7
Raymond James Financial Services Advisors
Florida
$8.03M -$11.4M -477,035 -60%
Truist Financial
8
Truist Financial
North Carolina
$7.19M -$54.1K -2,255 -0.8%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$7.15M +$426K +17,772 +7%
FEM
10
Fulcrum Equity Management
Texas
$7.06M +$6.64M +276,977 New
NA
11
Navellier & Associates
Nevada
$6.46M +$6.07M +253,218 New
RJA
12
Raymond James & Associates
Florida
$5.92M -$2.54M -105,811 -31%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$5.77M +$878K +36,589 +19%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$4.71M -$2.7M -112,741 -38%
PFS
15
Prospera Financial Services
Texas
$4.2M +$1.68M +70,128 +74%
HCIA
16
Hochman Cole Investment Advisors
Illinois
$4.02M -$89.5K -3,730 -2%
Osaic Holdings
17
Osaic Holdings
Arizona
$3.33M -$1.76M -73,489 -36%
SI
18
Stephens Inc
Arkansas
$3.22M +$2.65M +110,486 +691%
MML Investors Services
19
MML Investors Services
Massachusetts
$2.56M -$140K -5,824 -5%
HighTower Advisors
20
HighTower Advisors
Illinois
$2.54M +$743K +30,964 +45%
Goldman Sachs
21
Goldman Sachs
New York
$2.1M -$1.21M -50,524 -38%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.99M -$8.18M -341,007 -81%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.97M -$309K -12,870 -14%
TRCT
24
Tower Research Capital (TRC)
New York
$1.81M -$1.13M -47,032 -40%
BFEC
25
Benjamin F. Edwards & Company
Missouri
$1.73M +$236K +9,849 +17%

FXO Hedge Fund Activity: Q2 2020 in Review

116 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2020, worth a combined $320M — down 1.9% from $326M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FXO and 16 opened new positions — a net loss of 11 holders — while 55 trimmed existing stakes and 24 added.

The largest buyer was Brinker Capital Investments, opening a new position worth an estimated $7.7M. The largest seller was UBS Group, cutting an estimated $15.2M.

  • 116 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2020, down from 128 in Q1 2020.
  • Funds reported $320M of First Trust Financials AlphaDEX Fund stock for Q2 2020, down 1.9% quarter-over-quarter.
  • 16 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2020 and 27 closed out, a net change of -11 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2020 was Brinker Capital Investments, an estimated $7.7M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2020 was UBS Group, an estimated $15.2M sold.

Based on aggregated 13F filings for Q2 2020.