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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$113M -$1.72M -28,861 -2%
Morgan Stanley
2
Morgan Stanley
New York
$86.2M -$10.9M -182,854 -12%
LPL Financial
3
LPL Financial
California
$60.8M -$2.52M -42,331 -4%
Raymond James Financial
4
Raymond James Financial
Florida
$55.1M -$877K -14,717 -2%
Bank of America
5
Bank of America
North Carolina
$28.2M -$927K -15,565 -3%
UBS Group
6
UBS Group
Switzerland
$22.5M -$2.67M -44,820 -11%
WWA
7
WCG Wealth Advisors
Nevada
$20.3M +$1.26M +21,172 +7%
CPA
8
Capital Performance Advisors
California
$15.3M -$463K -7,780 -3%
Stifel Financial
9
Stifel Financial
Missouri
$13.3M -$2.37M -39,847 -16%
Ameriprise
10
Ameriprise
Minnesota
$12.5M -$5.09M -85,399 -30%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$12.1M -$1.29M -21,625 -10%
TS
12
TradeWell Securities
Indiana
$10.1M +$718K +12,046 +8%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$9.88M -$166K -2,787 -2%
PFA
14
Perryman Financial Advisory
Texas
$9.77M +$169K +2,838 +2%
DADC
15
D.A. Davidson & Co
Montana
$9.1M -$461K -7,744 -5%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$7.98M -$514K -8,622 -6%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$6.61M -$85.2K -1,430 -1%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$6.48M -$59.7K -1,003 -1%
Osaic Holdings
19
Osaic Holdings
Arizona
$6.08M -$187K -3,138 -3%
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$5.91M -$279K -4,683 -5%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$4.98M -$7.89M -132,388 -62%
PWS
22
Proactive Wealth Strategies
Georgia
$4.47M -$349K -5,855 -8%
SA
23
SFI Advisors
New Jersey
$4.44M -$58.7K -986 -1%
Truist Financial
24
Truist Financial
North Carolina
$4.43M -$759K -12,750 -15%
Two Sigma Investments
25
Two Sigma Investments
New York
$4.38M -$7.98M -133,900 -66%