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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$95.9M -$3.87M -166,487 -4%
Wells Fargo
2
Wells Fargo
California
$55.4M -$15.8M -681,887 -23%
Bank of America
3
Bank of America
North Carolina
$40.7M -$6.69M -288,022 -14%
UBS Group
4
UBS Group
Switzerland
$35M -$8.87M -381,949 -21%
AIM
5
Astor Investment Management
Illinois
$33.4M +$10.5M +450,412 +47%
BFA
6
Beaumont Financial Advisors
Massachusetts
$32.3M +$1.61M +69,502 +5%
RJA
7
Raymond James & Associates
Florida
$16.6M -$918K -39,549 -5%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$15.6M +$6.89M +296,779 +82%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$12.8M +$313K +13,471 +3%
LPL Financial
10
LPL Financial
California
$11.2M -$2.01M -86,694 -15%
UCFA
11
United Capital Financial Advisors
Texas
$7.96M +$7.86M +338,627 New
BUB
12
BBVA USA Bancshares
Texas
$7.95M -$264K -11,386 -3%
ACM
13
Aviance Capital Management
Florida
$6.97M +$5.25M +225,899 +327%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$4.71M -$166K -7,164 -3%
SAM
15
SignalPoint Asset Management
Missouri
$4.35M +$2.01M +86,375 +88%
Stifel Financial
16
Stifel Financial
Missouri
$3.68M -$3.68M -158,587 -50%
ONB
17
Old National Bancorp
Indiana
$3.5M -$349K -15,016 -9%
BTS
18
BB&T Securities
Virginia
$2.71M -$3.74M -161,205 -58%
SG Americas Securities
19
SG Americas Securities
New York
$2.35M +$2.31M +99,320 New
FAAS
20
First Allied Advisory Services
California
$2.16M +$183K +7,902 +9%
JP Morgan Chase
21
JP Morgan Chase
New York
$2.1M +$635K +27,342 +44%
MAA
22
Managed Account Advisors
New Jersey
$2.06M +$2.03M +87,213 New
HR
23
Howe & Rusling
New York
$2.06M -$57.1K -2,457 -3%
NA
24
Navellier & Associates
Nevada
$2.01M +$216K +9,311 +12%
AIG
25
American International Group
New York
$1.69M -$864K -37,227 -34%