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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$119M +$15M +586,540 +15%
Wells Fargo
2
Wells Fargo
California
$99.7M -$5.26M -206,292 -5%
UBS Group
3
UBS Group
Switzerland
$64.1M +$10.3M +403,663 +21%
Bank of America
4
Bank of America
North Carolina
$57.7M +$20.7M +809,874 +61%
Goldman Sachs
5
Goldman Sachs
New York
$37M +$1.19M +46,837 +4%
Ameriprise
6
Ameriprise
Minnesota
$17.7M +$6.84M +267,986 +70%
LPL Financial
7
LPL Financial
California
$16.2M +$5.19M +203,556 +52%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12.7M -$51.4K -2,016 -0.4%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$12.4M +$8.1M +317,719 +224%
CS
10
Credit Suisse
Switzerland
$11.9M +$11.2M +439,537 New
BCI
11
Brinker Capital Investments
Pennsylvania
$11.7M
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$8.52M +$1.57M +61,432 +24%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$7.85M +$3.64M +142,759 +97%
RJA
14
Raymond James & Associates
Florida
$7.54M +$2.01M +78,742 +39%
NA
15
Navellier & Associates
Nevada
$7.47M +$7.05M +276,366 New
CCA
16
Clearwater Capital Advisors
Illinois
$6.88M -$55.5K -2,175 -0.9%
SAM
17
SignalPoint Asset Management
Missouri
$6.4M -$2.05M -80,522 -25%
SAM
18
Shamrock Asset Management
Texas
$6.29M +$5.94M +232,797 New
SPL
19
Smart Portfolios LLC
Washington
$5.42M -$138K -5,422 -3%
HCIA
20
Hochman Cole Investment Advisors
Illinois
$5.42M -$21.5K -841 -0.4%
SWM
21
Strategic Wealth Management
Washington
$5.26M +$4.97M +194,744 New
UCFA
22
United Capital Financial Advisors
Texas
$4.94M -$1.8M -70,497 -28%
AG
23
Advisor Group
Arizona
$4.49M +$198K +7,752 +5%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$4.43M -$77K -3,017 -2%
BFA
25
Beaumont Financial Advisors
Massachusetts
$4.02M +$693K +27,163 +22%