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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$135M -$11.9M -290,410 -8%
LPL Financial
2
LPL Financial
California
$70.5M -$17.7M -429,542 -20%
Wells Fargo
3
Wells Fargo
California
$69.4M -$5.92M -144,071 -8%
UBS Group
4
UBS Group
Switzerland
$50.7M -$8.49M -206,569 -14%
Bank of America
5
Bank of America
North Carolina
$36M -$896K -21,798 -2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$35.2M -$3.11M -75,676 -8%
RJA
7
Raymond James & Associates
Florida
$25M -$213K -5,182 -0.8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$13.3M +$729K +17,719 +6%
Truist Financial
9
Truist Financial
North Carolina
$11.3M +$2.11M +51,256 +23%
DADC
10
D.A. Davidson & Co
Montana
$10.7M +$1.02M +24,764 +10%
Stifel Financial
11
Stifel Financial
Missouri
$9.99M -$714K -17,364 -7%
Osaic Holdings
12
Osaic Holdings
Arizona
$9.17M +$1.46M +35,461 +19%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$9.11M -$1.02M -24,692 -10%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$8.38M +$1.38M +33,575 +20%
Ameriprise
15
Ameriprise
Minnesota
$7.69M -$282K -6,862 -4%
Goldman Sachs
16
Goldman Sachs
New York
$7.53M +$5.35M +130,062 +242%
BRWA
17
B. Riley Wealth Advisors
Florida
$7.22M +$1.44M +35,063 +25%
RIA
18
Regal Investment Advisors
Michigan
$6.45M -$142K -3,464 -2%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$5.83M -$220K -5,347 -4%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$5.81M -$974K -23,688 -14%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$5.81M +$3.44M +83,782 +144%
KAS
22
Kestra Advisory Services
Texas
$5.15M -$3.77M -91,727 -42%
CA
23
Crumly & Associates
Illinois
$5.14M -$2.6M -63,212 -34%
FEG
24
Financial Enhancement Group
Indiana
$4.99M +$4.4M +107,023 +9,070%
TA
25
TrueWealth Advisors
Alabama
$4.36M +$120K +2,929 +3%