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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$98.3M -$1.33M -27,094 -1%
Wells Fargo
2
Wells Fargo
California
$70.8M +$3.29M +66,848 +5%
LPL Financial
3
LPL Financial
California
$69.3M -$1.45M -29,442 -2%
UBS Group
4
UBS Group
Switzerland
$22.8M -$2.75M -55,800 -11%
Bank of America
5
Bank of America
North Carolina
$22.4M -$762K -15,474 -3%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$14.2M -$3.43M -69,738 -20%
RJA
7
Raymond James & Associates
Florida
$12.5M -$555K -11,264 -4%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$10.9M -$17.7K -359 -0.2%
Stifel Financial
9
Stifel Financial
Missouri
$8.67M +$297K +6,031 +4%
Ameriprise
10
Ameriprise
Minnesota
$8.47M -$401K -8,151 -5%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$7.84M -$699K -14,196 -8%
Osaic Holdings
12
Osaic Holdings
Arizona
$7.35M -$302K -6,132 -4%
SA
13
SFI Advisors
New Jersey
$6.64M -$87K -1,766 -1%
VCM
14
Virtue Capital Management
Tennessee
$6.62M -$417K -8,474 -6%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$6.23M -$708K -14,381 -11%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$6.14M -$62.8K -1,276 -1%
VAS
17
Vestmark Advisory Solutions
Massachusetts
$5.83M -$83K -1,685 -1%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$5.45M +$177K +3,597 +3%
MCM
19
Monument Capital Management
Virginia
$5.16M -$225K -4,570 -4%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$5.11M -$157K -3,194 -3%
SAM
21
Secure Asset Management
Michigan
$5.01M +$641K +13,014 +15%
Truist Financial
22
Truist Financial
North Carolina
$4.53M -$41.5K -842 -0.9%
DADC
23
D.A. Davidson & Co
Montana
$4.36M +$103K +2,100 +3%
Baird Financial Group
24
Baird Financial Group
Wisconsin
$3.48M +$1.14M +23,219 +52%
NA
25
Navellier & Associates
Nevada
$3.02M -$851K -17,285 -23%