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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$765M -$32.1M -546,732 -4%
Wells Fargo
2
Wells Fargo
California
$146M -$1.97M -33,511 -1%
Morgan Stanley
3
Morgan Stanley
New York
$128M -$24.3M -413,176 -16%
LPL Financial
4
LPL Financial
California
$72.1M -$5.67M -96,378 -7%
Raymond James Financial
5
Raymond James Financial
Florida
$61M -$7.43M -126,339 -11%
UBS Group
6
UBS Group
Switzerland
$30.7M +$818K +13,915 +3%
Bank of America
7
Bank of America
North Carolina
$28.6M -$179K -3,051 -0.6%
Ameriprise
8
Ameriprise
Minnesota
$22.9M +$3.31M +56,319 +17%
NP
9
Nilsine Partners
Colorado
$22.1M +$1.02M +17,325 +5%
ASN
10
Advisory Services Network
Georgia
$20.1M -$886K -15,069 -4%
NA
11
NewEdge Advisors
Louisiana
$19.9M -$2.73M -46,371 -12%
WWA
12
WCG Wealth Advisors
Nevada
$17.8M +$11.2M +189,857 +181%
CPA
13
Capital Performance Advisors
California
$15.3M +$14.9M +253,725 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$15.3M -$3.79M -64,492 -20%
Stifel Financial
15
Stifel Financial
Missouri
$14.7M -$2.6M -44,301 -15%
NC
16
NewSquare Capital
Pennsylvania
$14.6M -$7.07M -120,225 -33%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$13.4M +$200K +3,404 +2%
DADC
18
D.A. Davidson & Co
Montana
$11.7M -$3.65M -62,094 -24%
Osaic Holdings
19
Osaic Holdings
Arizona
$11M -$997K -16,955 -9%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$10.7M -$163K -2,765 -2%
BEI
21
Benjamin Edwards Inc
Missouri
$10.3M -$1.12M -19,125 -10%
SF
22
Summit Financial
New Jersey
$10.1M +$136K +2,314 +1%
PFA
23
Perryman Financial Advisory
Texas
$9.38M +$9.13M +155,359 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$9.23M -$824K -14,019 -8%
DWP
25
Daymark Wealth Partners
Ohio
$8.09M +$76.3K +1,297 +1%