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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$103M -$35M -589,963 -24%
Morgan Stanley
2
Morgan Stanley
New York
$87.8M -$32.8M -552,115 -26%
LPL Financial
3
LPL Financial
California
$57.1M -$10.7M -179,692 -15%
Raymond James Financial
4
Raymond James Financial
Florida
$50.4M -$6.74M -113,667 -11%
Bank of America
5
Bank of America
North Carolina
$26.3M -$436K -7,343 -2%
UBS Group
6
UBS Group
Switzerland
$22.8M -$6.12M -103,124 -20%
WWA
7
WCG Wealth Advisors
Nevada
$17.1M +$530K +8,936 +3%
Ameriprise
8
Ameriprise
Minnesota
$16M -$5.64M -95,061 -25%
CPA
9
Capital Performance Advisors
California
$14.2M -$50K -842 -0.3%
Stifel Financial
10
Stifel Financial
Missouri
$14.2M +$520K +8,764 +4%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$12.1M -$449K -7,562 -3%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$11.9M -$2.41M -40,645 -16%
Two Sigma Investments
13
Two Sigma Investments
New York
$11.5M +$8.44M +142,300 +230%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$9.04M -$939K -15,818 -9%
PFA
15
Perryman Financial Advisory
Texas
$8.63M -$106K -1,778 -1%
DADC
16
D.A. Davidson & Co
Montana
$8.62M -$2.43M -40,915 -21%
TS
17
TradeWell Securities
Indiana
$8.37M +$937K +15,795 +12%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$7.66M -$983K -16,564 -11%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$6.03M -$302K -5,094 -5%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$5.88M -$774K -13,036 -11%
Osaic Holdings
21
Osaic Holdings
Arizona
$5.65M -$4.86M -81,819 -45%
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$5.58M +$330K +5,558 +6%
BEI
23
Benjamin Edwards Inc
Missouri
$5.53M -$4.32M -72,884 -43%
Truist Financial
24
Truist Financial
North Carolina
$4.7M -$445K -7,504 -8%
PWS
25
Proactive Wealth Strategies
Georgia
$4.35M +$2.2M +37,098 +92%