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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$355M +$67.8M +3,002,413 +24%
Morgan Stanley
2
Morgan Stanley
New York
$98.4M +$10.7M +473,641 +13%
Wells Fargo
3
Wells Fargo
California
$70.4M +$8.16M +361,057 +14%
Bank of America
4
Bank of America
North Carolina
$46.8M +$7.6M +336,247 +20%
PPA
5
Parametric Portfolio Associates
Washington
$43.5M +$7.85M +347,444 +23%
UBS Group
6
UBS Group
Switzerland
$43.3M +$42.1M +1,861,862 New
BFA
7
Beaumont Financial Advisors
Massachusetts
$30.2M -$2.19M -97,040 -7%
AIM
8
Astor Investment Management
Illinois
$22.4M +$4.77M +211,267 +28%
RJA
9
Raymond James & Associates
Florida
$17.3M +$4.65M +205,639 +38%
PI
10
Placemark Investments
Illinois
$16.6M +$3.45M +152,870 +27%
LPL Financial
11
LPL Financial
California
$13.1M -$117K -5,174 -0.9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$12.3M -$2.22M -98,459 -16%
Goldman Sachs
13
Goldman Sachs
New York
$11.8M +$6.27M +277,535 +121%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$8.42M +$48.4K +2,142 +0.6%
BUB
15
BBVA USA Bancshares
Texas
$8.09M -$947K -41,929 -11%
Stifel Financial
16
Stifel Financial
Missouri
$7.32M +$733K +32,465 +12%
BTS
17
BB&T Securities
Virginia
$6.42M +$389K +17,226 +7%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$4.8M +$687K +30,389 +17%
ONB
19
Old National Bancorp
Indiana
$3.8M -$635K -28,118 -15%
VF
20
Virtu Financial
New York
$3.46M +$3.36M +148,745 New
AIG
21
American International Group
New York
$2.53M +$293K +12,978 +14%
SAM
22
SignalPoint Asset Management
Missouri
$2.27M +$67.3K +2,981 +3%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$2.15M +$1.73M +76,760 +485%
HR
24
Howe & Rusling
New York
$2.09M +$37.4K +1,655 +2%
FAAS
25
First Allied Advisory Services
California
$1.94M +$310K +13,731 +20%