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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$94.7M +$14.2M +588,545 +18%
Morgan Stanley
2
Morgan Stanley
New York
$92.7M -$9.15M -379,793 -9%
UBS Group
3
UBS Group
Switzerland
$47.8M -$1.53M -63,691 -3%
Goldman Sachs
4
Goldman Sachs
New York
$32.2M -$3.47M -143,967 -10%
Bank of America
5
Bank of America
North Carolina
$32.2M -$3.87M -160,615 -11%
AIM
6
Astor Investment Management
Illinois
$25.9M +$293K +12,168 +1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$11.5M +$1.36M +56,401 +14%
BCI
8
Brinker Capital Investments
Pennsylvania
$10.5M +$1.64M +68,000 +19%
LPL Financial
9
LPL Financial
California
$9.47M -$714K -29,658 -7%
Ameriprise
10
Ameriprise
Minnesota
$9.37M +$1.09M +45,286 +13%
ACM
11
Aviance Capital Management
Florida
$8.9M -$1.33M -55,435 -13%
SAM
12
SignalPoint Asset Management
Missouri
$7.71M +$2.11M +87,708 +38%
CCA
13
Clearwater Capital Advisors
Illinois
$6.18M +$5.08M +210,804 +476%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$6.17M -$3.62M -150,283 -37%
UCFA
15
United Capital Financial Advisors
Texas
$6.16M -$844K -35,044 -12%
SPL
16
Smart Portfolios LLC
Washington
$5.01M +$4.96M +206,135 New
HCIA
17
Hochman Cole Investment Advisors
Illinois
$4.89M +$390K +16,182 +9%
RJA
18
Raymond James & Associates
Florida
$4.87M +$737K +30,601 +18%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$4.06M +$2.92M +121,459 +267%
AG
20
Advisor Group
Arizona
$3.84M +$31K +1,287 +0.8%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$3.59M +$3.56M +147,693 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$3.45M -$276K -11,451 -7%
BFA
23
Beaumont Financial Advisors
Massachusetts
$2.96M +$2.93M +121,595 New
IAS
24
IMA Advisory Services
Colorado
$2.44M +$15.4K +640 +0.6%
HR
25
Howe & Rusling
New York
$2.27M +$51.3K +2,129 +2%