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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$95.9M +$986K +32,214 +1%
Wells Fargo
2
Wells Fargo
California
$49.7M +$1.02M +33,418 +2%
LPL Financial
3
LPL Financial
California
$30.8M +$1.28M +41,741 +5%
Bank of America
4
Bank of America
North Carolina
$23.5M +$93.2K +3,044 +0.4%
UBS Group
5
UBS Group
Switzerland
$19.8M -$433K -14,142 -2%
BCI
6
Brinker Capital Investments
Pennsylvania
$17.9M +$6.12M +200,000 +62%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$15.9M +$8.33M +272,008 +142%
Truist Financial
8
Truist Financial
North Carolina
$10.5M +$557K +18,197 +6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$9.36M -$399K -13,033 -5%
IPW
10
IronBridge Private Wealth
Texas
$7.13M +$6.37M +208,018 New
RJA
11
Raymond James & Associates
Florida
$6.43M -$614K -20,053 -10%
NA
12
Navellier & Associates
Nevada
$6.29M +$5.62M +183,537 New
FEG
13
Financial Enhancement Group
Indiana
$6.17M +$5.5M +179,683 +88,952%
FEM
14
Fulcrum Equity Management
Texas
$5.82M +$5.2M +169,761 New
PFS
15
Prospera Financial Services
Texas
$5.72M +$5.11M +166,830 New
Goldman Sachs
16
Goldman Sachs
New York
$4.92M +$1.87M +61,044 +74%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$4.8M -$552K -18,047 -11%
KPWS
18
Kestra Private Wealth Services
Texas
$4.24M +$3.82M +124,668 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$4.05M -$925K -30,219 -20%
Ameriprise
20
Ameriprise
Minnesota
$3.5M +$1.8M +58,908 +137%
MML Investors Services
21
MML Investors Services
Massachusetts
$3.33M +$12.7K +414 +0.4%
Osaic Holdings
22
Osaic Holdings
Arizona
$3.04M -$851K -27,807 -24%
HighTower Advisors
23
HighTower Advisors
Illinois
$2.91M -$505K -16,507 -16%
BAM
24
Bellevue Asset Management
Washington
$2.7M +$301K +9,849 +15%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$2.35M +$1M +32,821 +92%