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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$764M -$14.1M -268,422 -2%
Morgan Stanley
2
Morgan Stanley
New York
$144M -$6.79M -129,747 -5%
Wells Fargo
3
Wells Fargo
California
$130M +$7.08M +135,257 +6%
LPL Financial
4
LPL Financial
California
$72.9M -$7.94M -151,663 -10%
Raymond James Financial
5
Raymond James Financial
Florida
$58.5M +$3.4M +64,918 +7%
UBS Group
6
UBS Group
Switzerland
$28.4M -$779K -14,886 -3%
Bank of America
7
Bank of America
North Carolina
$27.7M -$8.63M -164,843 -25%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$22M +$1.41M +26,861 +7%
NA
9
NewEdge Advisors
Louisiana
$21.7M +$995K +19,002 +5%
VAS
10
Vestmark Advisory Solutions
Massachusetts
$20.9M +$7.61M +145,280 +64%
NC
11
NewSquare Capital
Pennsylvania
$20.6M -$169K -3,231 -0.9%
ASN
12
Advisory Services Network
Georgia
$20M +$37.4K +715 +0.2%
Ameriprise
13
Ameriprise
Minnesota
$18.4M +$475K +9,080 +3%
ODG
14
O'Dell Group
Ohio
$16.6M -$2.93M -55,992 -16%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$16.6M +$8.5M +162,267 +121%
Stifel Financial
16
Stifel Financial
Missouri
$14.8M -$807K -15,419 -6%
NP
17
Nilsine Partners
Colorado
$14.3M -$2.66M -50,844 -17%
DADC
18
D.A. Davidson & Co
Montana
$14.1M -$748K -14,291 -5%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$13.6M +$403K +7,696 +3%
BEI
20
Benjamin Edwards Inc
Missouri
$11.8M +$2.6M +49,599 +31%
Osaic Holdings
21
Osaic Holdings
Arizona
$11.1M +$3.62M +69,173 +54%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$10.5M -$4.77M -91,114 -33%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$9.95M -$154K -2,935 -2%
SF
24
Summit Financial
New Jersey
$9.13M +$8.53M +162,813 New
HI
25
Harbour Investments
Wisconsin
$8.99M +$211K +4,023 +3%