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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$542M +$539M +17,037,947 New
Morgan Stanley
2
Morgan Stanley
New York
$163M +$47.9M +1,513,467 +42%
Wells Fargo
3
Wells Fargo
California
$138M +$49.1M +1,551,886 +55%
UBS Group
4
UBS Group
Switzerland
$71.8M +$14M +441,593 +24%
Bank of America
5
Bank of America
North Carolina
$70.1M +$19.7M +624,118 +40%
LPL Financial
6
LPL Financial
California
$32.5M -$2.7M -85,306 -8%
RJA
7
Raymond James & Associates
Florida
$27.3M +$16.1M +509,273 +146%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$26.2M +$13.9M +438,392 +114%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$17.7M +$6.31M +199,423 +56%
NC
10
NewSquare Capital
Pennsylvania
$16.2M +$16.1M +509,060 +53,529%
MML Investors Services
11
MML Investors Services
Massachusetts
$15.1M +$8.32M +263,027 +125%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$13.2M +$10.1M +319,769 +339%
Ameriprise
13
Ameriprise
Minnesota
$12.6M +$7.95M +251,280 +174%
SB
14
Suntrust Banks
Georgia
$11.5M +$5.57M +175,951 +95%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$10.2M +$5.53M +174,765 +121%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$10.2M +$6M +189,569 +146%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$8.14M +$539K +17,040 +7%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$8.07M +$5.48M +173,212 +216%
NA
19
NewEdge Advisors
Louisiana
$6.73M +$6.69M +211,505 New
HCIA
20
Hochman Cole Investment Advisors
Illinois
$6.29M -$355K -11,224 -5%
ODG
21
O'Dell Group
Ohio
$5.07M +$5.04M +159,484 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$4.35M +$1.61M +50,917 +59%
PFS
23
Prospera Financial Services
Texas
$4.35M +$72.6K +2,296 +2%
AG
24
Advisor Group
Arizona
$3.96M -$1.73M -54,732 -31%
UCFA
25
United Capital Financial Advisors
Texas
$3.79M +$55.9K +1,767 +2%