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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$147M +$8.37M +355,287 +6%
Wells Fargo
2
Wells Fargo
California
$127M +$28.5M +1,211,094 +29%
UBS Group
3
UBS Group
Switzerland
$60.8M +$14.9M +632,852 +32%
Bank of America
4
Bank of America
North Carolina
$50.6M +$9.19M +389,685 +22%
AIM
5
Astor Investment Management
Illinois
$38.6M -$25.9K -1,098 -0.1%
LPL Financial
6
LPL Financial
California
$28.3M +$13.5M +570,794 +86%
HA
7
Hays Advisory
Tennessee
$22.9M +$23.3M +987,487 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$18.2M +$7.04M +298,705 +61%
SAM
9
Shamrock Asset Management
Texas
$17.9M +$18.2M +772,323 New
ACM
10
Aviance Capital Management
Florida
$17.6M +$2.21M +93,595 +14%
RJA
11
Raymond James & Associates
Florida
$12.8M +$1.4M +59,518 +12%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$11M +$1.9M +80,716 +21%
Stifel Financial
13
Stifel Financial
Missouri
$6.75M +$1.38M +58,721 +25%
UCFA
14
United Capital Financial Advisors
Texas
$6.61M -$692K -29,338 -9%
Ameriprise
15
Ameriprise
Minnesota
$6.21M +$1.62M +68,813 +34%
SAM
16
SignalPoint Asset Management
Missouri
$5.26M +$1.08M +45,966 +25%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$4.75M +$1.46M +62,027 +43%
HCIA
18
Hochman Cole Investment Advisors
Illinois
$4.65M +$4.73M +200,784 New
BTS
19
BB&T Securities
Virginia
$4.61M -$597K -25,307 -11%
FHA
20
First Horizon Advisors
Tennessee
$4.34M +$4.42M +187,455 New
Citadel Advisors
21
Citadel Advisors
Florida
$4.13M +$798K +33,866 +23%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$4.11M +$97.3K +4,126 +2%
JP Morgan Chase
23
JP Morgan Chase
New York
$3.32M -$642K -27,231 -16%
AIG
24
American International Group
New York
$2.63M +$454K +19,244 +20%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$2.51M +$844K +35,817 +49%